C.Wright Mills On:
Introduction
Basic Assumptions
Industrialism
Power Elite
White Collar
Mass Culture
Rationalization
Problems
The Role of Reason
Introduction
The purpose of this site is to introduce students to the
social thought of C. Wright Mills. The site consists of excerpts
on a variety of topics from many of Mills' books . There are two
very remarkable things about the sociology of C. Wright Mills that I want
to briefly note. First, he is one of the few sociologists of the
20th century to write within the classical tradition of sociology.
His vision is a holistic view of entire socio-cultural systems. His
sociology has been profoundly influenced by Max Weber, Karl Marx, and other
19th century theorists. Consequently his writings remain quite relevant
and useful today in our efforts to understand social reality--of what is
going on out there. Secondly, aside from being a sociological genius,
Mills is a very gifted writer. Enjoy his insights, buy his books,
spread the word.
Basic Assumptions
On "human nature":
"It is true, as psychoanalysts continually point out,
that people do often have 'the increasing sense of being moved by obscure
forces within themselves which they are unable to define.' But it
is not true, as Ernest Jones asserted, that 'man's chief enemy and danger
is his own unruly nature and the dark forces pent up within himself.'
On the contrary: 'Man's chief danger' today lies in the unruly forces
of contemporary society itself, with its alienating methods of production,
its enveloping techniques of political domination, its international anarchy--in
a word, its pervasive transformations of the very 'nature' of man and the
conditions and aims of his life" (The Sociological
Imagination, 1959, p. 13).
"Historical transformations carry meanings not only for
individual ways of life, but for the very character--the limits and possibilities
of the human being. As the history-making unit, the dynamic nation-state
is also the unit within which the variety of men and women are selected
and formed, liberated and repressed--it is the man-making unit. That
is one reason why struggles between nations and between blocs of nations
are also struggles over the types of human beings that will eventually
prevail in the Middle East, in India, in China, in the United State; that
is why culture and politics are now so intimately related; and that is
why there is such need and such demand for the sociological imagination"
(The Sociological Imagination, 1959, p. 158).
"For we cannot adequately understand 'man' as an isolated
biological creature, as a bundle of reflexes or a set of instincts, as
an 'intelligible field' or a system in and of itself. Whatever else
he may be, man is a social and an historical actor who must be understood,
if at all, in close and intricate interplay with social and historical
structures" (The Sociological Imagination,
1959, p. 158).
"Within the broad limits of the physiology of the sense
organs, our very perception of the physical world, the colors we discriminate,
the smells we become aware of, the noises we hear, are socially patterned
and socially circumscribed. The motivations of men, and even the
varying extents to which various types of men are typically aware of them,
are to be understood in terms of the vocabularies of motive that prevail
in a society and of social changes and confusions among such vocabularies"
(The Sociological Imagination, 1959, p. 162).
On social life:
"Nowadays men often feel that their private lives are
a series of traps. They sense that within their everyday worlds,
they cannot overcome their troubles, and in this feeling, they are often
quite correct: What ordinary men are directly aware of and what they
try to do are bounded by the private orbits in which they live; their visions
and their powers are limited to the close-up scenes of job, family, neighborhood;
in other milieux, they move vicariously and remain spectators. And
the more aware they become, however vaguely, of ambitions and of threats
which transcend their immediate locales, the more trapped they seem to
feel" (The Sociological Imagination, 1959, p.
3).
"What they need, and what they feel they need, is a quality
of mind that will help them to use information and to develop reason in
order to achieve lucid summations of what is going on in the world and
of what may be happening within themselves. It is this quality, I
am going to contend, that journalists and scholars, artists and publics,
scientists and editors are coming to expect of what may be called the sociological
imagination" (The Sociological Imagination,
1959, p.3).
On social change:
"What we experience in various and specific milieux, I
have noted, is often caused by structural changes. Accordingly, to
understand the changes of many personal milieux we are required to look
beyond them. And the number and variety of such structural changes
increase as the institutions within which we live become more embracing
and more intricately connected with one another. To be aware of the
idea of social structure and to use it with sensibility is to be capable
of tracing such linkages among a great variety of milieux. To be
able to do that is to possess the sociological imagination" (The
Sociological Imagination, 1959, pp.10-11).
"We can examine trends in an effort to answer the question
'where are we going?'--and that is what social scientists are often trying
to do. In doing so, we are trying to study history rather than to
retreat into it, to pay attention to contemporary trends without being
'merely journalistic,' to gauge the future of these trends without being
merely prophetic. All this is hard to do. We must remember
that we are dealing with historical materials; that they do change very
rapidly; that there are countertrends. And that we have always to
balance the immediacy of the knife-edge present with the generality needed
to bring out the meaning of specific trends for the period as a whole.
But above all, the social scientist is trying to see the several major
trends together--structurally, rather than as happening in a scatter of
milieux, adding up to nothing new, in fact not adding up at all.
This is the aim that lends to the study of trends its relevance to the
understanding of a period, and which demands full and adroit use of the
materials of history" (The Sociological Imagination,
1959, pp. 153-154).
On the Making of History:
"During most of human history, historical change has not
been visible to the people who were involved in it, or even to those enacting
it. Ancient Egypt and Mesopotamia, for example, endured for some
four hundred generations with but slight changes in their basic structure.
That is six and a half times as long as the entire Christian era, which
has only prevailed some sixty generations; it is about eighty times as
long as the five generations of the United States' existence. But now the
tempo of change is so rapid, and the means of observation so accessible,
that the interplay of event and decision seems often to be quite historically
visible, if we will only look carefully and from an adequate vantage point"
(The Power Elite, 1956, pp. 20-21).
"As the circle of those who decide is narrowed, as the
means of decision are centralized and the consequences of decision become
enormous, then the course of great events often rests upon the decisions
of determinable circles" (The Power Elite, 1956, p.
21).
"There is nothing in 'the nature of history' in our epoch
that rules out the pivotal function of small groups of decision-makers.
On the contrary, the structure of the present is such as to make this not
only a reasonable, but a rather compelling, view (The
Power Elite, 1956, p. 27).
"There is nothing in 'the psychology of man,' or in the
social manner by which men are shaped and selected for and by the command
posts of modern society, that makes unreasonable the view that they do
confront choices and that the choices they make--or their failure to confront
them--are history-making in their consequences" (The Power
Elite, 1956, p. 27).
"Accordingly, political men now have every reason to hold
the American power elite accountable for a decisive range of the historical
events that make up the history of the present" (The Power
Elite, 1956, p. 27).
"The view that all is blind drift is largely a fatalist
projection of one's own feeling of impotence and perhaps, if one has ever
been active politically in a principled way, a salve of one's guilt. The
view that all of history is due to the conspiracy of an easily located
set of villains, or of heroes, is also a hurried projection from the difficult
effort to understand how shifts in the structure of society open opportunities
to various elites and how various elites take advantage or fail to take
advantage of them. To accept either view--of all history as conspiracy
or of all history as drift--is to relax the effort to understand the facts
of power and the ways of the powerful" (The Power Elite,
1956, p. 27).
"To say that a historical event is caused by fate is to
say that it is the summary and unintended result of innumerable decisions
of innumerable men. These men are not socially compact enough to be identifiable,
and such decisions as each of them makes are not in themselves consequential
enough for the result to have been foreseen. Each decision that each man
makes is one among many, and the results of each decision are minute. All
these decisions--coinciding, colliding, coalescing--add up to the blind
result: the historical event, which, as it were, is autonomous. There is
no link between any one man's intention and the summary result of the innumerable
intentions. Thus, in the classic model of the capitalist market, innumerable
entrepreneurs and innumerable consumers by ten thousand decisions per minute
shape and reshape, in the longer run, the structure of the economy. And
in like manner, the causes of such historical events as war are not under
human control. Events are beyond explicit human decision. . .
"This sociological conception of fate, in brief, has
to do with events in history that are beyond the control of any circles
or groups of men (1) compact enough to be identifiable, (2) powerful enough
to decide with consequence, and (3) in a position to foresee the consequences
and so to be held accountable for historical events. . .
"Fate is a feature of specific kinds of social structure;
the extent to which the mechanics of fate are the mechanics of history-making
is itself a historical problem. How large the role of fate may be, in contrast
with the role of explicit decision, depends first of all upon the scope
and concentration of the means of power that are available at any given
time in any given society" (The Causes of World War III,
1958, p. 21).
"Events that are beyond human decisions do happen; social
arrangements do change without benefit of explicit decision. But in so
far as such decisions are made--and in so far as they could be but are
not made--the problem of who is involved in making them--or in not making
them--is the basic problem of power. It is also the problem of history
making, and so of the causes of war" (The Causes of World
War III, 1958, p. 22).
"In those societies in which the means of power are rudimentary
and decentralized, history is fate. The innumerable actions of innumberable
men modify their local milieus, and thus gradually modify the structure
of society as a whole. These modifications--the course of history--go on
behind men's backs. History is drift, although in total 'men make it'"
(The Causes of World War III, 1958, p. 22).
"But in those societies in which the means of power are
enormous in scope and centralized in form a few men may be so placed within
the historical structure that by their decisions about the use of these
means they modify the structural conditions under which most men live.
Nowadays such elites make history 'under circumstances not chosen altogether
by themselves', yet compared with other men, and with other periods of
human history, these circumstances do indeed seem less overwhelming" (The
Causes of World War III, 1958, p. 22).
"I am contending that 'men are free to make history' and
that some men are now much freer than others to do so, for such freedom
requires access to the means of decision and of power by which history
can now be made. To assume that men are equally free to make history is
to assume that they are equal in power. But power is a hierarchy; the shape
of that hierarchy is itself subject to historical change, and at any given
moment of history it opens to different men different opportunities to
exercise their wills in the making of history. What to powerless men is
an overwhelming event to men of power is a decision to be made or an abdication
to commit. It is a challenge and any opportunity, a struggle, a fear, a
hope. In our time if men do not make history, they tend increasingly to
become the utensils of history-makers and the mere objects of history-making.
But those who do have access to the new means of power, and yet define
their situation as one of fate--do they not stand now in objective default?"
(The Causes of World War III, 1958, pp. 22-23).
"We should never forget that no nation-state is a homogeneous
entity, that none is in itself a history-making agent. 'It' does not possess
decision or will or interest or honour or fight. 'Nation' refers to a people
occupying a more or less defined territory and organized under the authority
of a state or, with some chance of success, claiming such an autonomous
organization. The 'state', a dominating apparatus, refers to an organization
that effectively monopolizes the legitimate means of violence and administration
over a defined territory. 'Legitimate' means: more or less generally acquiesced
in by publics and masses, for reasons in which they believe. In the case
of the nation-state these reasons are the symbols and ideologies of nationalism.
'Nation' and 'state', I think, must be used mainly as adjectives referring
to national spokesmen, power elites, and policy makers. People who are
not among such men form the underlying population, which is part of the
historical context but which is not itself among the history-makers today"
(The Causes of World War III, 1958, p. 53).
"International events are increasingly the result of the
decisions and the lack of decisions of men who act in the name of these
nations and with the means of action made available by their economic,
military, and political institutions. The international centralization
of decision and the internal development of the superstates, we have seen,
mean that history-making is less a matter of some overwhelming fate than
of the decisions and the defaults of two power elites" (The
Causes of World War III, 1958, p. 54).
"What 'practical men of affairs' do not face up to is
the fact that 'politics' today has to do with the willful making of history.
The enlargement and the centralization of the means of history-making signify
that, for better or for worse, power elites are no longer in a situation
in which their will and reason need be overwhelmed by 'impersonal forces
beyond their control'. A politics of responsibility is now much more possible
than in a society with less far-reaching and less centralized means of
power. The present fact is otherwise: A politics of semi-organized irresponsibility
prevails. But that fact ought not to blind us to the political possibilities
opened up by this great structural change: It is now sociologically realistic,
morally fair, and politically imperative to make demands upon men of power
and to hold them responsible for specific courses of events" (The
Causes of World War III, 1958, p. 100).
"'But if I don't do it,' some scientists feel, 'other
will. So what's the difference?' This is less an argument than the mannerism
of the irresponsible. It is based upon a conception of yourself as an altogether
private man, upon the acceptance of your own impotence, upon the idea that
the act in question, whatever it be, is a part of fate and so not subject
to your decision. My answers to this mannerism are: If you do not do it,
you at least are not responsible for its being done. If you refuse to do
it out loud, others may quietly refrain from doing it, and those who still
do it may then do it only with hesitation and guilt. To refuse to do it
is to begin the practice of a professional code, and perhaps the creation
of that code as a historical force. To refuse to do it is an act affirming
yourself as a moral centre of responsible decision; it is an act which
recognizes that you as a scientist are now a public man--whether you want
to be or not; it is the act of a man who rejects 'fate', for it reveals
the resolution of one human being to take at least his own fate into his
own hands" (The Causes of World War III, 1958, p. 170).
Industrialism
On Intensification:
"The immense productivity of mass-production technique
and the increased application of technologic rationality are the first
open secrets of modern occupational change: fewer men turn out more things
in less time. . . . This industrial revolution seems to be permanent, seems
to go on through war and boom and slump; thus a decline in production results
in a more than proportional decline in employment; and an increase in production
results in a less than proportional increase in employment" (White
Collar: The American Middle Classes, 1951, p. 66-67).
"The key to the power of both [the U.S. and the U.S.S.R.]
is technological development. The 'materialism' of the Soviet Union is
no more important a spiritual fact than the 'materialism' of the West--especially
of the U.S.A., in which religion itself is now a quite secular activity.
In both, the means of production are so arranged that, in the name of efficiency,
work is alienated; in both, as well, the means of consumption are culturally
exploitive. In neither is there significant craftsmanship in work or significant
leisure in the non-working life. In both, men at leisure and at work are
subjected to impersonal bureaucracies. This trend is no Bolshevik invention;
it is part of the main line of Western, and especially of American, industrial
and technical development" (The Causes of World War III,
1958, p. 26).
"The industrialization of the world is the master trend
of our time; perhaps it is not inevitable, but it is strong enough as a
demand and appealing enough as a promise to set the key terms of the world-wide
competition between the two dominant systems of economic, military and
political power" (The Causes of World War III, 1958,
p. 74).
"Backward economies can be 'modernized' more or less on
their own, but this seems to require dictatorial regimes which will sweat
out of a generation or two the primary accumulation of capital goods needed.
Backward economies can also be modernized, perhaps more slowly, without
dictatorial regimes, but this seems to require that they be greatly and
intelligently helped by industrially advanced nations. There do not seem
to be other alternatives" (The Causes of World War III,
1958, p. 75).
On Agriculture:
The rural middle class has been slowly subjected to a
polarization, which, if continued, will destroy the traditional character
of farming, splitting it into subsistence cultivators, wage-workers, and
sharecroppers on the one hand, and big commercial farmers and rural corporations
on the other (White Collar: The American Middle Classes,
1951, p. 19).
Back of this drift to larger scale and increasing concentration
is the machine, which has made farming a highly capitalized business (White
Collar: The American Middle Classes, 1951, p. 19).
Farming is not yet rationalized, but the rural world of
the small entrepreneur is already gone. The industrial revolution, only
now getting under way on the farm, already has determined, in Griswold's
words, that 'a self-sufficient farm in our time is more likely to be a
haunt of illiteracy and malnutrition than a well-spring of democracy.'
The industrial revolution tends to draw the family farm into its orbit,
or leave it stranded in an archaic subsistence economy (White
Collar: The American Middle Classes, 1951, p. 20).
In making its terms with corporate business, farm entrepreneurship
is in part becoming more like business management, and in part meeting
its problems with the help and support of political power. All interests
have come to look to government, but the independent farmer has, in some
respects, succeeded more than others in turning the federal establishment
into a public means for his private economic ends (White
Collar: The American Middle Classes, 1951, 40).
The world of the farmer, especially in its upper third,
is now intricately related to the world of big government, forming with
it a combination of private and public enterprise wherein private gains
are insured and propped by public funds. The independent farmer has become
politically dependent; he no longer belongs to a world of straightforward
economic fact (White Collar: The American Middle Classes,
1951, 40).
Centralization has brought consolidated farming and farm
chains, run like corporate units by central management. . . . Industrial
and financial interests that have invested in farm properties are active
agents for rational methods of production and management. They have the
money to buy the machines and employ the engineers. Even where they do
not invest, own, or manage directly, they take over processing and marketing.
. . . Thus the farmer must deal with the business interests closing in
on the processing and the distributing of his product (White
Collar: The American Middle Classes, 1951, 40-41).
In the rhetoric of many farm spokesmen, farming as a business
is disguised as farming as a way of life. . . . Alongside the small independent
farmer, a new breed of men might come onto the land, men who never were
owners and do not expect to be, men who, like factory employees, manage
and work the big machines. Then farming would take its place, not as the
center of a social world as formerly, but as one national industry among
other intricate, rationalized departments of production (White
Collar: The American Middle Classes, 1951, 44).
In the meantime, farming is less a morally ascendant way
of life than an industry; appreciation of the family farm as a special
virtue producing unit in a world of free men is today but a nostalgic mood
among deluded metropolitan people. Moreover, it is an ideological veil
for larger business layouts whose economic ally and ultimate victim the
politically dependent farmer may well become (White Collar:
The American Middle Classes, 1951, 44).
Power Elite
On Elite Theory:
"As the channels of communication become more and more
monopolized, and party machines and economic pressures, based on vested
shams, continue to monopolize the chances of effective political organization,
the opportunities to act and to communicate politically are minimized.
The political intellectual is, increasingly, an employee living off the
communication machineries which are based on the very opposite of what
he would like to stand for" (White Collar: The American
Middle Classes, 1951, p. 159).
"Relations between men in charge of the administrative
branches of government and men who run the expanded corporations and unions
are often close. Their collaboration may occur while each is an official
in his respective hierarchy, or by means of personal shifting of positions;
the labor leader accepts a government job or becomes the personnel man
of a corporation; the big-business official becomes a dollar-a-year man;
the government expert accepts a position with the corporation his agency
is attempting to regulate. Just how close the resemblance between governmental
and business officials may be is shown by the ease and frequency with which
men pass form one hierarchy to another. While such changes may seem mere
incidents in an individual career, the meaning of such interpenetration
of managerial elite goes beyond this, modifying the meaning of the upper
brackets and the objective functions of the several big organizations"
(White Collar: The American Middle Classes, 1951,
p. 83).
"The power elite is composed of men whose positions enable
them to transcend the ordinary environments of ordinary men and women;
they are in positions to make decisions having major consequences. Whether
they do or do not make such decisions is less important that the fact that
they do occupy such pivotal positions: their failure to act, their failure
to make decisions, is itself an act that is often of greater consequences
than the decisions they do make" (The Power Elite,
1956, p. 4).
"For they are in command of the major hierarchies and
organizations of modern society. They rule the big corporations. They run
the machinery of the state and claim its prerogatives. They run the military
establishment. They occupy the strategic command posts of the social structure,
in which are now centered the effective means of the power and the wealth
and the celebrity which they enjoy" (The Power Elite,
1956, pp. 3-4).
"The power elite are not solitary rulers. Advisers and
consultants, spokesmen and opinion-makers are often the captains of their
higher thought and decision. Immediately below the elite are the professional
politicians of the middle levels of power, in the Congress and in the pressure
groups, as well as among the new and old upper classes of town and city
and region" (The Power Elite, 1956, p. 4).
"Behind such men and behind the events of history, linking
the two, are the major institutions of modern society. These hierarchies
of state and corporation and army constituted the means of power; as such
they are now of a consequence not before equaled in human history--and
at their summits, there are now those command posts of modern society which
offer us the sociological key to an understanding of the role of the higher
circles in America" (The Power Elite, 1956, p. 5).
"Within American society, major national power now resides
in the economic, the political, and the military domains. Other institutions
seem off to the side of modern history, and, on occasion, duly subordinated
to these" (The Power Elite, 1956, p. 6).
"Within each of the big three, the typical institutional
unit has become enlarged, has become administrative, and, in the power
of its decisions, has become centralized. Behind these developments there
is a fabulous technology, for as institutions, they have incorporated this
technology and guide it, even as it shapes and paces their developments"
(The Power Elite, 1956, p. 7).
"The economy--once a great scatter of small productive
units in autonomous balance--has become dominated by two or three hundred
giant corporations, administratively and politically interrelated, which
together hold the keys to economic decisions" (The Power
Elite, 1956, p. 7).
"The political order, once a decentralized set of several
dozen states with a weak spinal cord, has become a centralized, executive
establishment
which has taken up into itself many powers previously scattered, and now
enters into each and every cranny of the social structure" (The
Power Elite, 1956, p. 7).
"The military order, once a slim establishment in a context
of distrust fed by state militia, has become the largest and most expensive
feature of government, and, although well versed in smiling public relations,
now has all the grim and clumsy efficiency of a sprawling bureaucratic
domain" (The Power Elite, 1956, p. 7).
"In each of these institutional areas, the means of power
at the disposal of decision makers have increased enormously; their central
executive powers have been enhanced: within each of them modern administrative
routines have been elaborated and tightened up" (The Power
Elite, 1956, p. 7).
"As each of these domains becomes enlarged and centralized,
the consequences of its activities become greater, and its traffic with
the others increases. The decisions of a handful of corporations bear upon
military and political as well as upon economic developments around the
world. The decisions of the military establishment rest upon and grievously
affect political life as well as the very level of economic activity. The
decisions made within the political domain determine economic activities
and military programs. There is no longer, on the one hand, an economy,
and, on the other hand, a political order containing a military establishment
unimportant to politics and to money-making. There is a political economy
linked, in a thousand ways, with military institutions and decisions. On
each side of the world-split running through central Europe and around
the Asiatic rimlands, there is an ever-increasing interlocking of economic,
military, and political structures. If there is government intervention
in the corporate economy, so is there corporate intervention in the governmental
process. In the structural sense, this triangle of power is the source
of the interlocking directorate that is most important for the historical
structure of the present" (The Power Elite, 1956,
pp. 7-8).
"The fact of the interlocking is clearly revealed at each
of the points of crisis of modern capitalist society--slump, war, and boom.
In each, men of decision are led to an awareness of the interdependence
of the major institutional orders" (The Power Elite,
1956, p. 8).
"But the elite are not simply those who have the most,
for they could not 'have the most' were it not for their positions in the
great institutions. For such institutions are the necessary bases of power,
of wealth, and of prestige, and at the same time, the chief means of exercising
power, of acquiring wealth, and of cashing in the higher claims for prestige"
(The Power Elite, 1956, p. 9).
"By the powerful we mean, of course, those who are able
to realize their will, even if others resist it. No one, accordingly, can
be truly powerful unless he has access to the command of major institutions,
for it is over these institutional means of power that the truly powerful
are, in the first instance, powerful. Higher politicians and key officials
of government command such institutional power; so do admirals and generals,
and so do the major owners and executives of the larger corporations" (The
Power Elite, 1956, p. 9).
"The modern corporation is the prime source of wealth,
but, in latter-day capitalism, the political apparatus also opens and closes
many avenues to wealth. The amount as well as the source of income, the
power over consumer's goods as well as over productive capital, are determined
by positions within the political economy" (The Power
Elite, 1956, p. 10).
"Great prestige increasingly follows the major institutional
units of the social structure. It is obvious that prestige depends, often
quite decisively, upon access to the publicity machines that are now a
central and normal feature of all the big institutions of modern America
(The Power Elite, 1956, p. 10).
"Moreover, one feature of these hierarchies of corporation,
state, and military establishment is that their top positions are increasingly
interchangeable" (The Power Elite, 1956, p. 10).
"Like wealth and power, prestige tends to be cumulative:
the more of it you have, the more you can get. These values also tend to
be translatable into one another: the wealthy find it easier than the poor
to gain power; those with status find it easier than those without it to
control opportunities for wealth" (The Power Elite,
1956, p. 10).
"To be celebrated, to be wealthy, to have power requires
access to major institutions, for the institutional positions men occupy
determine in large part their chances to have and to hold these valued
experiences" (The Power Elite, 1956, p. 11).
"That American society has never passed through a feudal
epoch is of decisive importance to the nature of the American elite, as
well as to American society as a historic whole. For it means that no nobility
or aristocracy, established before the capitalist era, has stood in tense
opposition to the higher bourgeoisie. It means that this bourgeoisie has
monopolized not only wealth but prestige and power as well" (The
Power Elite, 1956, p. 12).
"The elite who occupy the command posts may be seen as
the possessors of power and wealth and celebrity; they may be seen as members
of the upper stratum of a capitalistic society. They may also be defined
in terms of the psychological and moral criteria, as certain kinds of selected
individuals. So defined, the elite, quite simply, are people of superior
character and energy" (The Power Elite, 1956, p. 13).
"They come readily to define themselves as inherently
worthy of what they possess; they come to believe themselves 'naturally'
elite; and, in fact, to imagine their possessions and their privileges
as natural extensions of their own elite selves. In this sense, the idea
of the elite as composed of men and women having a finer moral character
is an ideology of the elite as a privileged ruling stratum, and this is
true whether the ideology is elite-made or made up for it by others" (The
Power Elite, 1956, p. 14).
"The moral conception of the elite, however, is not always
merely an ideology of the overprivileged or a counter-ideology of the underprivileged.
It is often a fact: having controlled experiences and select privileges,
many individuals of the upper stratum do come in due course to approximate
the types of character they claim to embody. Even when we give up--as we
must--the idea that the elite man or woman is born with an elite character,
we need not dismiss the idea that their experiences and trainings develop
in them characters of a specific type" (The Power Elite,
1956, p. 14).
"Yet, in so far as the elite flourishes as a social class
or as a set of men at the command posts, it will select and form certain
types of personality, and reject others. The kind of moral and psychological
beings men become is in large part determined by the values they experience
and the institutional roles they are allowed and expected to play" (The
Power Elite, 1956, p. 15).
"If there is any one key to the psychological idea of
the elite, it is that they combine in their persons an awareness of impersonal
decision-making with intimate sensibilities shared with one another. To
understand the elite as a social class we must examine a whole series of
smaller face-to-face milieux, the most obvious of which, historically,
has been the upper-class family, but the most important of which today
are the proper secondary school and the metropolitan club" (The
Power Elite, 1956, p. 15).
"To say that there are obvious gradations of power and
of opportunities to decide within modern society is not to say that the
powerful are united, that they fully know what they do, or that they are
consciously joined in conspiracy. Such issues are best faced if we concern
ourselves, in the first instance, more with the structural position of
the high and mighty, and with the consequences of their decisions, than
with the extent of the awareness or the purity of their motives" (The
Power Elite, 1956, pp. 18-19).
"To understand the power elite we must attend to three
major keys: I.. . . .the psychology of the several elites in their respective
milieux. In so far as the power elite is composed of men of similar origin
and education, in so far as their careers and their styles of life are
similar, there are psychological and social bases for their unity, resting
upon the fact that they are of similar social type and leading to the fact
of their easy intermingling. . .
II. Behind such psychological and social unity as we
may find, are the structure and mechanics of those institutional hierarchies
over which the political directorate, the corporate rich, and the high
military now preside. The greater the scale of these bureaucratic domains,
the greater the scope of their respective elite's power. . .
III. The unity of the power elite, however, does not
rest solely on psychological similarity and social intermingling, nor entirely
on the structural coincidences of commanding positions and interests. At
times it is the unity of a more explicit co-ordination" (The
Power Elite, 1956, p. 19).
"To say that these higher circles are increasingly co-ordinated,
that this is one basis of their unity, and that at times--as during the
wars--such co-ordination is quite decisive, is not to say that the co-ordination
is total or continuous, or even that it is very surefooted. Much less is
it to say that willful co-ordination is the sole or the major basis of
their unity, or that the power elite has emerged as the realization of
a plan. But it is to say that as the institutional mechanics of our time
have opened up avenues to men pursuing their several interests, many of
them have come to see that these several interests could be realized more
easily if they worked together, in informal as well as in more formal ways,
and accordingly they have done so" (The Power Elite,
1956, p. 20).
"It is not my thesis that for all epochs of human history
and in all nations, a creative minority, a ruling class, an omnipotent
elite shape all historical events. Such statements, upon careful examination,
usually turn out to be mere tautologies, and even when they are not, they
are so entirely general as to be useless in the attempt to understand the
history of the present (The Power Elite, 1956, p.
20).
"The degree of foresight and control of those who are
involved in decisions that count may also vary. The idea of the power elite
does not mean that the estimations and calculated risks upon which decisions
are made are not often wrong and that the consequences are sometimes, indeed
often, not those intended. Often those who make decisions are trapped by
their own inadequacies and blinded by their own errors" (1956, pp. 21-22).
"The American elite is neither omnipotent nor impotent"
(The Power Elite, 1956, p. 26).
"It is fashionable, just now, to suppose that there is
no power elite, as it was fashionable in the 'thirties to suppose a set
of ruling-class villains to be the source of all social injustice and public
malaise. I should be as far from supposing that some simple and unilateral
ruling class could be firmly located as the prime mover of American society,
as I should be from supposing that all historical change in America today
is merely impersonal drift" (The Power Elite, 1956,
p. 27).
"What I am asserting is that in this particular epoch
a conjunction of historical circumstances has led to the rise of an elite
of power; that the men of the circles composing this elite, severally and
collectively, now make such key decisions as are made; and that, given
the enlargement and the centralization of the means of power now available,
the decisions that they make and fail to make carry more consequences for
more people than has ever been the case in the world history of mankind"
(The Power Elite, 1956, p. 28).
"I am also asserting that there has developed on the middle
levels of power, a semi-organized stalemate, and that on the bottom level
there has come into being a mass-like society which has little resemblance
to the image of a society in which voluntary associations and classic publics
hold the keys to power. The top of the American system of power is much
more unified and much more powerful, the bottom is much more fragmented,
and in truth, impotent, than is generally supposed by those who are distracted
by the middling units of power which neither express such will as exists
at the bottom nor determine the decisions at the top" (The
Power Elite, 1956, pp. 28-29).
"The History of modern society may most readily be understood
as the story of the enlargement and the centralization of the means of
power. In the feudal societies, these means are decentralized; in the modern
age they have become centralized. The rise of industrial society has involved
the development and centralization of the means of economic production,
as peasants and artisans are replaced by private corporations and government
industries. The rise of the nation-state has involved similar developments
in the means of violence and political administration, as kings control
nobles and self-equipped knights are replaced by standing armies and military
machines" (The Causes of World War III, 1958, p. 24).
"In the capitalistic societies the enlargement and the
coordination of the means of power have occurred gradually and many cultural
traditions have restrained and shaped them" (The Causes
of World War III, 1958, p. 25).
"The power of decisions is now seated in military, political,
and economic institutions. Other institutions are increasingly shaped and
used by these big three. By them the push and pull of fabulous technology
is now guided, even as it paces and shapes their own development. As each
of the big three has assumed its modern shape, its effects upon the other
two have become greater and the traffic among the three has increased.
The U.S. power system is no longer composed of a self-contained economy
and a self-contained political order, loosely incorporating local militia
unimportant to politics and to money-making. This system is now a political
economy intricately linked with a military order central to politics and
crucial to money-making. The triangle of power formed by these three orders
is now a structural fact, and it is the key to any understanding of the
higher circles in America today. For as each of these domains has coincided
with the other, as decisions in each have become broader, the leading men
of each--the high military, the corporation executives, the political directorate--have
tended to come together, to form the power elite of America" (The
Causes of World War III, 1958, p. 29).
"Business and government have become more closely and
explicitly connected; neither can now be seen clearly as a distinct world.
Under American conditions the growth of executive government does not mean
merely the 'enlargement of government' as some kind of autonomous bureaucracy;
it means the ascendancy of the corporation men into political eminence"
(The Causes of World War III, 1958, p. 30).
"The economy--once a scatter of small productive units
in somewhat autonomous balance --has become internally dominated by a few
hundred corporations, administratively and politically interrelated, which
together hold the keys to economic decision. This economy is at once a
permanent war economy and a private corporation economy. Its most important
relations to the state now rest on the coincidence between military and
corporate interests, as defined by generals and businessmen and accepted
by politicians and public" (The Causes of World War III,
1958, p. 30).
"The unity of this elite rests in part upon the similar
psychology of its several members, but behind this kind of unity there
lie those institutional hierarchies over which the political directorate,
the corporate rich, and the grand military now preside. How each of these
hierarchies is shaped and what relations it has with the others determine
in large part the relations of their rulers. The unity of the elite is
not simple reflection of the unity of institutions, but men and institutions
are always related. That is why we must understand the elite today in connection
with such institutional trends as the development of a permanent war establishment
alongside a privately incorporated economy, inside a virtual political
vacuum. For the men at the top have been selected and formed by such institutional
trends" (The Causes of World War III, 1958, p. 31).
"Their unity, however, does not rest solely upon psychological
similarity nor even upon the structural blending of commanding positions
and common interests. At times it is a more explicit co-ordination. Such
co-ordination is neither total nor continuous; often it is not very sure-footed.
The power elite has not emerged as the realization of any plot. Yet we
must remember that institutional trends may be defined as opportunities
by those who occupy the command posts. Once such opportunities are recognized,
men may avail themselves of them. Certain types of men from each of these
three areas, more farsighted than others, actively promoted the liaison
even before it took its truly modern shape. Now more have come to see that
their several interests can more easily be realized if they work together,
in informal as well as in formal ways, and accordingly they have done so"
(The Causes of World War III, 1958, p. 32).
"The idea of the power elite is, of course, an interpretation.
It enables us to make sense of major institutional trends, of the social
similarities and psychological affinities of the men at the top, and of
such explicit co-ordination as we may observe among them. But it is also
based upon what has been happening on the middle and lower levels of power"
(The Causes of World War III, 1958, p. 32).
"Whatever else it is [the United States], surely this
is evident: it is a society in which functionally rational bureaucracies
are increasingly used in human affairs and in history-making decisions.
Not all periods are alike in the degree to which historical changes within
them are independent of the willful control, go on behind all men's backs.
Ours seems to be a period in which key decisions or their lack by bureaucratically
instituted elites are increasingly sources of historical change.
Moreover, it is a period and a society in which the enlargement and the
centralization of the means of control, of power, now include quite widely
the
use of social science for whatever ends those in control of these means
may assign to it" (The Sociological Imagination,
1959, pp. 115-116).
"From the individual's standpoint, much that happens seems
the result of manipulation, of management, of blind drift; authority is
often not explicit; those with power often feel no need to make it explicit
and justify it. That is one reason why ordinary men, when they are
in trouble or when they sense that they are up against issues, cannot get
clear targets for thought and action; they cannot determine what it is
that imperils the values they vaguely discern as theirs" (The
Sociological Imagination, 1959, pp. 169-170).
"Freedom is not merely the chance to do
as one pleases; neither is it merely the opportunity to choose between set
alternatives. Freedom is, first of all, the chance to formulate the available
choices, to argue over them--and then, the opportunity to choose. That is why
freedom cannot exist without an enlarged role of human reason in human affairs"
(The
Sociological Imagination, 1959, p. 176).
"Men are free to make history, but some men are much freer
than others. Such freedom requires access to the means of decisions
and of power by which history may now be made. It is not always so
made; in the following, I am speaking only of the contemporary period in
which the means of history-making power have become so enlarged and so
centralized. It is with reference to this period that I am contending
that if men do not make history, they tend increasingly to become the utensils
of history-makers and also the mere objects of history-making" (The
Sociological Imagination, 1959, p. 181).
"But consider now, the major clue to our condition:
Is it not, in a word, the enormous enlargement and the decisive centralization
of all the means of power and decision, which is to say--all the means
of history-making? In modern industrial society, the facilities of
economic production are developed and centralized--as peasants and artisans
are replaced by private corporations and government industries. In
the modern nation-state, the means of violence and of political administration
undergo similar development--as kings control nobles, and self-equipped
knights are replaced by standing armies and now by fearful military machines"
(The Sociological Imagination, 1959, pp. 182-183).
On middle levels of power:
"Families and churches and schools adapt to modern life;
governments and armies and corporations shape it; and, as they do so, they
turn these lesser institutions into means for their ends. Religious institutions
provide chaplains to the armed forces where they are used as a means of
increasing the effectiveness of its morale to kill. Schools select and
train men for their jobs in corporations and their specialized tasks in
the armed forces. The extended family has, of course, long been broken
up by the industrial revolution, and now the son and the father are removed
from the family, by compulsion if need be, whenever the army of the state
sends out the call. And the symbols of all these lesser institutions are
used to legitimate the power and the decisions of the big three (The
Power Elite, 1956, p. 6).
"I am also asserting that there has developed on the middle
levels of power, a semi-organized stalemate, and that on the bottom level
there has come into being a mass-like society which has little resemblance
to the image of a society in which voluntary associations and classic publics
hold the keys to power. The top of the American system of power is much
more unified and much more powerful, the bottom is much more fragmented,
and in truth, impotent, than is generally supposed by those who are distracted
by the middling units of power which neither express such will as exists
at the bottom nor determine the decisions at the top" (The
Power Elite, 1956, pp. 28-29).
"The balance and the compromise in American society--the
'countervailing powers' and the numerous associations, the 'veto groups'
and the 'vested interests'--must now be seen as having mainly to do with
the middle levels of power. It is about these middle levels that political
journalists and scholars of politics are most likely to write if only because,
being middle-class themselves, they are closer to them. These levels provide
the noisy content of most political news and gossip. . ." (The
Causes of World War III, 1958, p. 33).
"Most of the competing interests that make up the clang
and clash of American politics are strictly concerned with their slice
of the existing pie. Labour unions, for example, certainly have no international
policies of an independent sort, other than those that given unions adopt
for the strict economic protection of their members. Neither do farm organizations.
The actions of such middle-level powers may indeed have consequences for
top-level policy; certainly at times they hamper or facilitate these policies.
But they are not truly concerned with them, which means, for one thing,
that such influence as they do have often tends to be quite irresponsible"
(The Causes of World War III, 1958, p. 34).
"Politics is not a forum in which the big decisions of
national and international life are debated. Such debate is not carried
on by nationally responsible parties representing and clarifying alternative
policies. There are no such parties in the United State. More and more,
fundamental issues never come to any point of decision before the congress,
much less the electorate in party campaigns" (The Causes
of World War III, 1958, p. 35).
"Free and independent organizations do not politically
connect the lower and middle levels of society with the top levels of decision.
Such organizations are not a decisive feature of American life today. As
more people are drawn into the political realm, their associations become
mass in scale and the power of the individual becomes dependent upon them;
to the extent the associations are effective they have become larger, and
to that extent also they have become less accessible to the influence of
the individual. This is a central fact about associations in any mass society;
it is of most consequence for political parties and for trade unions" (The
Causes of World War III, 1958, p. 35).
"The idea that this society is a balance of powers requires
us to assume that the units in balance are of more or less equal power
and that they are truly independent of one another. These assumptions have
rested, it seems clear, upon the historical importance of a large and independent
middle class. . . This old, independent middle class has of course declined.
Moreover, it has become politically as well as economically dependent upon
the state, most notable in the case of the subsidized farmer" (The
Causes of World War III, 1958, pp. 36-37).
"The new middle class of white-collar employees is certainly
not the political pivot of any balancing society. It is in no way politically
united. Its trade unions, such as they are, often serve merely to incorporate
it as a hanger-on of the labour interest. For a considerable period the
old middle class was an independent base of power; the new middle class
cannot be. Once political freedom and economic security were anchored in
small and independent properties; they were not anchored in the worlds
of the white-collar job. Once scattered property holders were economically
linked by more or less free markets; the jobs of the new middle class are
now integrated by corporate authority. Economically the white-collar classes
are in the same condition as wage workers; politically they are in a worse
condition, for they are not as organized. They are no vanguard of historic
change; they are at best a rearguard of the Welfare State" (The
Causes of World War III, 1958, p. 36).
"The agrarian revolt of the nineties, the small-business
revolt that has been more or less continuous since the eighties, the labour
revolt of the thirties--each of these has failed as an independent movement
which could 'countervail' the powers that be. But each has succeeded, in
varying degrees, as an interest vested in the expanded corporation and
state; each has succeeded as a parochial interest seated in particular
districts, in local divisions of the two parties, and in Congress. What
they have become, in short, are established elements of the middle levels
of balancing power, in which we may now observe all those strata and interests
which in the course of American history have been defeated in their bids
for top power, or have never made such bids" (The Causes
of World War III, 1958, pp. 36-37).
"U.S. society is characterized by the increasing integration
of real, and of potential, democratic forces into the expanded apparatus
of the state. Much of what was once called 'the invisible government' is
now part of the quite visible government. The 'governmentalization of the
lobby' occurs in both the legislative and executive domains, as well as
between them. Bureaucratic administration replaces electoral policies;
the maneuvering of cliques replaces the open clash of parties. Corporation
men move into the political directorate, and the decline of Congressional
politicians to the middle levels of power is accelerated. The legislative
function often becomes merely a balancing of sovereign localities and political
interests. A higher civil service that is a politically neutral, but politically
relevant, depository of brain power and executive skill is virtually absent.
Behind the increased official secrecy great decisions are made without
benefit of public or even of Congressional debate" (The
Causes of World War III, 1958, p. 37).
"In the U.S.S.R. and in modern totalitarianism in general
the integration of autonomous forces is explicit; in the formal democracies
it is much less so, and it is by no means a completed process. Yet it is
well under way. Leaders of cliques, pressure groups, and associations manoeuvre
within and between the organs of the democratic state and become a central
part of that state. They discipline those whom they represent; their chief
desire is to maintain their organizations, even if this requires them to
lose sight of their ends in the effort to secure themselves as means, even
if it results in their loss of independent action. They ensnare one another;
such history as they make is history going on behind men's backs, including
their own. The middle level of power in America is no moving balance; it
is a semi-organized stalemate" (The Causes of World War
III, 1958, p. 37).
On the Masses:
"The powers of ordinary men are circumscribed by the everyday
worlds in which they live, yet even in these rounds of job, family, and
neighborhood they often seem driven by forces they can neither understand
nor govern. 'Great changes' are beyond their control, but affect their
conduct and outlook none the less. The very framework of modern society
confines them to projects not their own, but from every side, such changes
press upon the men and women of the mass society, who accordingly feel
that they are without purpose in an epoch in which they are without power"
(The Power Elite, 1956, p. 3).
"The Rise of the power elite and the relegation of formal
democratic machinery to the middle levels of power are paralleled by the
transformation of publics in America into a mass society. In a society
of publics, discussion is the ascendant means of communication. The mass
media, if they exist, simply enlarge and animate this discussion, linking
one face-to-face public with the discussions of another. In a mass society
the dominant type of communication is the formal media; publics become
mere markets for those media. The 'public' of a radio programme consists
of all those exposed to it" (The Causes of World War III,
1958, p. 38).
"Such images of democracy are still used as working justifications
of power in America. Surely we must all now recognize such descriptions
as more fairy tale than useful approximation. The issues that now shape
man's fate are neither raised nor decided by any public at large. The idea
of a society that is at bottom composed of publics and run by publics is
not a matter of fact; it is the proclamation of an ideal and, as well,
the assertion of a legitimation masquerading as fact.
I. As the political order is enlarged and centralized
it becomes less political and more bureaucratic, less the locale of a struggle
than an object to be managed.
II. The old middle-classes--once an independent source
of democratic strength--are transformed into a set of white-collar men
who duly make their declarations of dependence.
III. Mass communications do not link and feed discussion
circles; they convert them into mere media markets. They do not truly communicate;
they trivialize and they distract.
IV. Communities decline; the metropolitan segregation
of men and women into narrow routines and milieus causes them to lose any
sense of integrity as a public that might have structural relevance for
the history of their society.
V. Voluntary associations, open to individuals and small
groups and connecting them with centres of power, no longer are dominant
features of the social structure of the United States" (The
Causes of World War III, 1958, pp. 39-40).
"Such trends--and others like them--are well known; but
they are not usually seen all together as a coinciding set of forces. When
they are so viewed, does it not become clear that the American people are
now far less a political public than a politically indifferent--although
sometimes politically entertainable--mass society?" (1958, p. 40).
"Publics, like free associations, can be deliberately
and suddenly smashed, or they can more slowly wither away. But whether
smashed in a week or withered in a generation, the demise of the public
must be seen in connection with the rise of centralized organizations,
with all their new means of power, including those of the mass media of
distraction" (The Causes of World War III, 1958, p.
40).
"Today we cannot merely assume that in the last resort
men must always be governed by their own consent. For among the means of
power that now prevail is the power to manage and manipulate the consent
of men. We do not know the limits of such power and we hope it does have
limits, but these considerations do not remove the fact that much power
today is successfully employed without the sanction of the reason or the
conscience of the obedient" (The Causes of World War III,
1958, p. 41).
On the Welfare State:
"Increasingly, class and status situations have
been removed from free market forces and the persistence of tradition,
and been subject to more formal rules. A government management of the class
structure has become a major means of alleviating inequalities and insuring
the risks of those in lower-income classes" (White Collar:
The American Middle Classes, 1951, pp. 298-299)..
"Not so much free labor markets as the power of pressure
groups now shape the class positions and privileges of various strata in
the United States. Hours and wages, vacations, income security through
periods of sickness, accidents, unemployment, and old age--these are now
subject to many intentional pressures, and, along with tax policies, transfer
payments, tariffs, subsidies, price ceilings, wage freezes, et cetera,
make up the content of 'class fights' in the objective meaning of the phrase"
(White Collar: The American Middle Classes, 1951,
p. 299).
"The 'Welfare State' attempts to manage class chances
without modifying basic class structure; in its several meaning and types,
it favors economic policies designed to redistribute life-risks and life
chances in favor of those in the more exposed class situations, who have
the power or threaten to accumulate the power, to do something about their
case" (White Collar: The American Middle Classes,
1951, p. 299).
"Labor union, farm bloc, and trade association dominate
the political scene of the Welfare State as well as of the permanent war
economy; contests within and between these blocs increasingly determine
the position of various groups. The state, as a descriptive fact, is at
the balanced intersection of such pressures, and increasingly the privileges
and securities of various occupational strata depend upon the bold means
of organized power (White Collar: The American Middle
Classes, 1951, p. 299).
On legitimation:
"Over the last hundred years, the United States has been
transformed from a nation of small capitalists into a nation of hired employees;
but the ideology suitable for the nation of small capitalists persists,
as if that small-propertied world were still a going concern. It has become
the grab-bag of defenders and apologists, and so little is it challenged
that in the minds of many it seems the very latest model of reality"
(White Collar: The American Middle Classes, 1951,
p. 34).
"Religion has become a willing spiritual means and a psychiatric
aide of the nation-state. Nationalism is today the world's idolatrous religion.
Moreover, as nations are more and more obviously dealers in violence governed
by expediency, more and more do religious leaders bless their calculations
for disaster and their expedient lies" (The Causes of World
War III, 1958, p. 152).
"Total war ought indeed to be difficult for the Christian
conscience to confront, but the current Christian way out makes it easy;
war is defended morally and Christians fall easily into line--as they are
led to justify it--in each nation in terms of Christian faith itself. Men
of religious congregations do evil. Ministers of god make them feel good
about doing it. Rather than guide them in the moral cultivation of their
consciences, ministers, with moral nimbleness, blunt that conscience, covering
it up with peace of mind" (The Causes of World War III,
1958, p. 152).
"Now, what Parsons and other grand theorists call 'value-orientations'
and 'normative structure' has mainly to do with master symbols of legitimation.
This is, indeed, a useful and important subject. The relations of
such symbols to the structure of institutions are among the most important
problems of social science. Such symbols, however, do not form some
autonomous realm within a society; their social relevance lies in their
use to justify or to oppose the arrangement of power and the positions
within this arrangement of the powerful. Their psychological relevance
lies in the fact that they become the basis for adherence to the structure
of power or for opposing it" (The Sociological
Imagination, 1959, p. 37).
'Governments' do not necessarily, as Emerson would have
it, 'have their origin in the moral identity of men.' To believe
that government does is to confuse its legitimations with its causes.
Just as often, or even more often, such moral identities as men of some
society may have rest on the fact that institutional rulers successfully
monopolize, and even impose, their master symbols (The
Sociological Imagination, 1959, p. 37).
"We cannot assume today that men must in the last resort
be governed by their own consent. Among the means of power that now
prevail is the power to manage and to manipulate the consent of men.
That we do not know the limits of such power--and that we hope it does
have limits--does not remove the fact that such power today is successfully
employed without the sanction of the reason or the conscience of the obedient"
(The Sociological Imagination, 1959, pp.40-41).
"Intellectual 'conviction' and moral 'belief' are not
necessary, in either the rulers or the ruled, for a structure of power
to persist and even flourish. So far as the role of ideologies is
concerned, the frequent absence of engaging legitimation and the prevalence
of mass apathy are surely two of the central facts about the Western societies
today" (The Sociological Imagination, 1959,
p. 41).
"Politics, no matter how important, is only one sphere
in the social order, which by no means needs to be tied together by political
loyalties. It may even be that political indifference should be taken as
an expected psychological fact about a society so dominated by such individuated,
pecuniary standards and activities as the United States. This is a bureaucratized
society of privatized men, and it may very well go along in this condition
for a long time to come" (White Collar: The American Middle
Classes, 1951, p. 350).
"The decline of the old middle classes does not mean that
the old U.S. framework of capitalist democracy is broken. but it does mean
that the old legitimations of that system no longer move men, and that
the institutions under which we live, the framework of our existence, are
without enthusiasm. Again, this does not mean that we are in a situation
without norms, a situation of anomy, although it is fairly clear that ours
is an era of wide moral distress. But moral or ideological consensus is
not the only basis for a social order. A network of expediences and conventions,
in a framework of power not entirely or firmly legitimated, can hold together
a society with high material standards of comfort" (White
Collar: The American Middle Classes, 1951, p. 350).
"Still, it must be recognized that this is not the idea
of democracy (based upon the old middle classes) we have known; that
there is a struggle over men's minds even if there is no struggle in them;
that our bureaucratized society has its own contradictions and crises,
in which the payoffs that have kept the United States going ahead my become
much harder to organize and deliver" (White Collar: The
American Middle Classes, 1951, p. 351)
On militarism:
"The equipment in combat readiness on both sides is already
devastating. The development of this equipment is cumulative: One 'ultimate
weapon' follows another in geometric progression, and the case for the
acceleration in both war camps is quite adequate for the end in view. Never
before has there been an arms race of this sort--a scientific arms race,
with a series of ultimate weapons, dominated by the strategy of obliteration.
At every turn of this 'competition', each side becomes more edgy and the
chances become greater that accidents of character or of technology, that
the U.S. radar man in Canada or his Russian counterpart in Siberia will
trigger the sudden ending" (The Causes of World War III,
1958, pp. 55-56).
"The history of our time is not a matter of fate. Decisions
--and ideas--do count in what is going to happen. In so far as this is
so, I think we may now, in summary, assert the following:
"I. The immediate cause of World War III is the military
preparation of it. The nature of the arms race as such it is not and cannot
reasonably be considered a cause of peace. Given the new weaponry and the
strategic impasse, it cannot be considered a means of any nations defence,
for the distinction between attack and defence is now meaningless" (The
Causes of World War III, 1958, p. 85).
"II. The immediate causes of the arms race are the official
definitions of world reality clung to by the elites of the U.S.A. and of
the U.S.S.R. These nationalist definitions and ideologies now serve as
the mask behind which elite irresponsibility and incompetence are hidden;
they are traps for any attempt to reason seriously and adequately about
war as a political issue, and about peace as the moral keystone of a human
programme" (The Causes of World War III, 1958, pp. 85-86).
"III. The official theory of war--the military metaphysic--is
itself among the causes of the thrust toward war. The less adequate one's
definitions of reality and the less apt one's programme for changing it,
the more complex does the scene of action appear. "Complexity' is not inherent
in any phenomena; it is relative to the conceptions with which we approach
reality. It is the task of those who want peace to identify causes and
to clarify them to the point of action. It is the inadequate definition
of world reality and the lack of any imaginative programme for peace that
make the international scene appear now so complex and hopeless to the
American elite, that make perilous those piecemeal reactions which constitute
much of U.S. official action and lack of action since the decision to obliterate
Hiroshima" (The Causes of World War III, 1958, p. 86).
"IV. It is the continual preparation for war that the
power elite now finds the major basis for the furthering of the several
and the coinciding interests of its members" (The Causes
of World War III, 1958, p. 86).
"V. For the politicians, the military metaphysic provides
a cover under which they can abdicate the perils of innovative leadership.
. .it hides the political vacuum in which they now irresponsibly commit
their political defaults (The Causes of World War III,
1958, pp. 86-87).
"VI. For the corporation executives, the military metaphysic
often coincides with their interest in a stable and planned flow of profit;
it enables them to have their risks underwritten by public money; it enables
them reasonably to expect that they can exploit for private profit, now
and later, the risky research developments paid for by public money. It
is, in brief, a mask of the subsidized capitalism from which they extract
profit and upon which their power is based (The Causes of
World War III, 1958, p. 87).
"VII. In the West, especially in the United States, there
is fear of economic slump should the preparations for war cease of even
be slackened off. Corporate interests are being served by the continual
design and production of weapons which are obsolete before their completion.
Behind these economic motives and interests there is the world confrontation
of the capitalist economy and the collectivist economy of the Communist
bloc. Increasingly these two political economies compete as models for
the industrialization of a world that is largely pre-industrial (The
Causes of World War III, 1958, p. 87).
"VIII. The monolithic assumptions of the military metaphysic
and the thrust toward war which follows from it are due not alone to the
military ascendancy or to the private incorporation of the economy and
its capitalist mechanics. These, I believe, are causes; but they are able
to operate as causes largely because of civilian hesitations and political
vacillation. Military and corporate elites have been able to come together
and share higher decisions, as well as to make them separately, because
of the fact of the political vacuum (The Causes of World
War III, 1958, pp. 87-88).
"IX. Economic and military causes of war are allowed to
operate also because of the political apathy of publics and the moral insensibility
of masses in both Communist and capitalist worlds, and by the political
inactivity and abdication of leading intellectual circles of these worlds"
(The Causes of World War III, 1958, p. 88).
"X. The same kind of role is being played by leading intellectual,
scientific, and religious circles. Most cultural workmen are fighting a
cold war in which they echo and elaborate the confusions of officialdoms.
They neither raise demands on the elites for alternative policies, nor
set forth such alternatives before publics and masses" (The
Causes of World War III, 1958, pp. 88-89).
"XI. The thrust toward World War III is not a plot on
the part of the elite, either that of the U.S.A. or that of the U.S.S.R."
(The Causes of World War III, 1958, p. 89).
White Collar
On White Collar:
"As marketable activities, occupations change (1) with
shifts in the skills required, as technology and rationalization are unevenly
applied across the economy; (2) with the enlargement and intensification
of marketing operations in both the commodity and capital markets; and
(3) with shifts in the organization of the division of work, as expanded
organizations require more co-ordination, management, and recording. The
mechanics involved within and between these three trends have led to the
numerical expansion of white-collar employees" (White
Collar: The American Middle Classes, 1951, pp. 69-70).
"The white-collar people slipped quietly into modern society.
Whatever history they have had is a history without events; whatever common
interests they have do not lead to unity; whatever future they have will
not be of their own making. If they aspire at all it is to a middle course,
at a time when no middle course is available, and hence to an illusory
course in an imaginary society. Internally, they are split, fragmented;
externally, they are dependent on larger forces. Even if they gained the
will to act, their actions, being unorganized, would be less a movement
than a tangle of unconnected contests. As a group, they do not threaten
anyone; as individuals, they do not practice an independent way of life"
(White Collar: The American Middle Classes, 1951,
p. ix).
"Yet it is to this white-collar world that one must look
for much that is characteristic of twentieth-century existence. By their
rise to numerical importance, the white-collar people have upset the nineteenth-century
expectation that society would be divided between entrepreneurs and wage
workers. By their mass way of life, they have transformed the tang and
feel of the American experience. They carry, in a most revealing way, many
of those psychological themes that characterize our epoch, and, in one
way or another, every theory of the main drift has had to take account
of them" (White Collar: The American Middle Classes,
1951, p. ix).
"In the established professions, the doctor, lawyer, engineer,
once was free and named on his own shingle; in the new white-collar world,
the salaried specialists of the clinic, the junior partners in the law
factory, the captive engineers of the corporation have begun to challenge
free professional leadership" (White Collar: The
American Middle Classes, 1951, p. x).
"The nineteenth-century farmer and businessman were generally
thought to be stalwart individuals--their own men, men who could quickly
grow to be almost as big as anyone else. The twentieth-century white-collar
man has never been independent as the farmer used to be, nor as hopeful
of the main chance as the businessman. He is always somebody's man, the
corporation's, the government's, the army's; and he is seen as the man
who does not rise" (White Collar: The American Middle
Classes, 1951, p. xii).
"The decline of the free entrepreneur and the rise of
the dependent employee on the American scene has paralleled the decline
of the independent individual and the rise of the little man in the American
mind" (White Collar: The American Middle Classes,
1951, p. xii).
"By examining white-collar life, it is possible to learn
something about what is becoming more typically 'American" than the frontier
character probably ever was. What must be grasped is the picture of society
as a great salesroom, an enormous file, an incorporated brain, a new universe
of management and manipulation. By understanding these diverse white-collar
worlds, one can also understand better the shape and meaning of modern
society as a whole, as well as the simple hopes and complex anxieties that
grip all the people who are sweating it out in the middle of the twentieth
century" (White Collar: The American Middle Classes,
1951, p. xv).
"When white-collar people get jobs, they sell not only
their time and energy but their personalities as well. They sell by the
week or month their smiles and their kindly gestures, and they must practice
the prompt repression of resentment and aggression. For these intimate
traits are of commercial relevance and required for the more efficient
and profitable distribution of goods and services. Here are the new little
Machiavellians, practicing their personable crafts for hire and for the
profit of others, according to rules laid down by those above them"
(White Collar: The American Middle Classes, 1951,
p. xvii).
"As the general educational level rises, the level of
education required or advisable for many white-collar jobs falls. . . In
fact, the educated intelligence has become penalized in routinized work,
where the search is for those who are less easily bored and hence more
cheerfully efficient. . .Education in short, comes to be viewed as a sort
of frustrating trap" (White Collar: The American
Middle Classes, 1951, p. 247).
"The rationalization of office and store undermines the
special skills based on experience and education. It makes the employee
easy to replace by shortening the training he needs; it weakens not only
his bargaining power but his prestige. It opens white-collar positions
to people with less education, thus destroying the educational prestige
of white-collar work, for there is no inherent prestige to the nature of
any work. . . In so far as white-collar workers base their claims for external
prestige and their own self-esteem upon educated skills, they open themselves
to a precarious psychological life" (White Collar:
The American Middle Classes, 1951, pp. 247-248).
"Every basis on which the prestige claims of the bulk
of the white-collar employees have historically rested has been declining
in firmness and stability: the rationalization and down-grading of the
work operations themselves and hence the lessening of importance of education
and experience in acquiring white-collar skills; the leveling down of white-collar
and the raising of wage-workers incomes, so that the differences between
them are decidedly less than they once were; the increased size of the
white-collar labor market, as more people from lower ranks receive high-school
educations, so that any monopoly of formal training adequate to these jobs
is no longer possible; the decline in the proportion of people of immigrant
origin and the consequent narrowing of nativity differences between white-collar
and wage-worker; the increased participation of white-collar people, along
with wage-workers, in unemployment; and the increased economic and public
power of wage-workers because of their union strength, as compared with
that of white-collar workers" (White Collar: The American
Middle Classes, 1951, p. 249).
"All these tendencies for white-collar occupations to
sink in prestige rest upon the numerical enlargement of the white-collar
strata and the increase in prestige which the wage-workers have enjoyed.
If everybody belongs to the fraternity, nobody gets any prestige from belonging.
As white-collar strata have expanded they have included more offspring
of wage-worker origin; moreover, in so far as their prestige has rested
upon their sharing the authority of those in charge of the enterprise,
that authority has itself lost much of its prestige, having been successfully
challenged at many points by unionized wage-workers" (White
Collar: The American Middle Classes, 1951, p. 249).
"Although trends should not be confused with accomplished
facts, it is clear that many trends point to a 'status proletarianization
of white-collar strata" (White Collar: The American Middle
Classes, 1951, p. 249).
On Education:
"As the general educational level rises, the level of
education required or advisable for many white-collar jobs falls. . . In
fact, the educated intelligence has become penalized in routinized work,
where the search is for those who are less easily bored and hence more
cheerfully efficient. . .Education in short, comes to be viewed as a sort
of frustrating trap" (White Collar: The American
Middle Classes, 1951, p. 247).
"The American belief in the value of universal education
has been a salient feature of democratic ideology; in fact, since the Jacksonian
era, education for all has often been virtually identified with the operation
of a truly democratic society (White Collar: The American
Middle Classes, 1951, p. 265).
"The massive rise in enrollment has strengthened the feeling
of status equality, especially in those smaller cities where all the children,
regardless of social or occupational rank, are likely to attend the same
high school. It has aided immensely in Americanizing the immigrant. And
it has spread and generally strengthened old middle-class attitudes and
values, manners and skills. Yet in spite of this reinforcing of old middle-class
mores, mass education has also been one of the major social mechanisms
of the rise of the new middle-class occupations, for these occupations
require those skills that have been provided by the educational system"
(White Collar: The American Middle Classes, 1951,
pp. 265-266).
"In performing these functions, especially the last, American
education has shifted toward a more explicit vocational emphasis, functioning
as a link in occupational mobility between generations. High schools, as
well as colleges and universities, have been reshaped for the personnel
needs of business and government. In their desire for serviceable practicality,
the schools have adapted themselves to changing demands, and the public
has seemed glad to have its children trained for the available jobs" (White
Collar: The American Middle Classes, 1951, p. 266).
"The most fundamental question to ask of any educational
system is what kinds of product do its administrators expect to turn out?
And for what kind of society? In the nineteenth century, the answer was
'the good citizen' in a 'democratic republic.' In the middle of the twentieth
century, it is 'the successful man' in a 'society of specialists with secure
jobs.'" (White Collar: The American Middle Classes,
1951, p. 266).
"The aim of college men today, especially in elite colleges,
is a forward-looking job in a large corporation. Such a job involves training
not only in vocational skills, but also in social mannerism" (White
Collar: The American Middle Classes, 1951, p. 267).
"Although the middle-class monopoly on high-school education
has been broken, equality of educational opportunity has not been reached;
many young people are unable to complete their secondary school education
because of economic restrictions" (White Collar: The American
Middle Classes, 1951, p. 267).
"The educational system is most appropriately seen as
another medium, a parochial one with an assured public of younger age groups.
In their most liberal endeavors, the political content of educational institutions
is often unimaginative and serves to lay the basis for the successful diversion
by other mass media, for the trivialization, fragmentation, and confusion
of politics as a sphere of life. With their ideological dead-matter and
intricately boring citizenship course, the schools cannot compete with
popular culture and its dazzling idols. And when, realizing this, they
imitate such popular culture and its manner of presentation, they too merely
trivialize their subject, without making it much less dull" (White
Collar: The American Middle Classes, 1951, pp. 338-339).
"The mass educated are perhaps the most politically uninterested,
for they have been exposed to politics in civics-book detail. They have
been dulled by being stuffed with the conventional idols of U.S. politics"
(White Collar: The American Middle Classes, 1951,
p. 339).
On Administrators:
"As the means of administration are enlarged and centralized,
there are more managers in every sphere of modern society, and the managerial
type of man becomes more important in the total social structure"
(White Collar: The American Middle Classes, 1951,
p. 77).
"These new men at the top, products of a hundred-year
shift in the upper brackets, operate within the new bureaucracies, which
select them for their positions and then shape their characters. Their
role within these bureaucracies, and the role of the bureaucracies within
the social structure, set the scope and pace for the managerial demiurge"
(White Collar: The American Middle Classes, 1951,
p. 77).
"The managerial demiurge means more than an increased
proportion of people who work and live by the rules of business, government,
and labor bureaucracy; it means that, at the top, society becomes an uneasy
interlocking of private and public hierarchies, and at the bottom, more
and more areas become objects of management and manipulation" (White
Collar: The American Middle Classes, 1951, p. 77).
"Seen from close to the top, management is the ethos of
the higher circle: concentrate power, but enlarge your staff. Down the
line, make them feel a part of what you are a part. Set up a school for
managers and manage what managers learn; open a channel of two-way communication:
commands go down, information comes up. Keep a firm grip but don't boss
them, boss their experience; don't let them learn what you don't tell them.
Between decision and execution, between command and obedience, let there
be reflex. Be calm, judicious, rational; groom your personality and control
your appearance; make business a profession. Develop yourself. Write a
memo; hold a conference with men like you. And in all this be yourself
and be human: nod gravely to the girls in the office; say hello to the
men; and always listen carefully to the ones above. . ." (White
Collar: The American Middle Classes, 1951, p. 81).
"Modern observers without first-hand or sensitive experience
in bureaucracies tend, first, to infer types of bureaucrats from the ideal-type
definition of bureaucracy, rather than to examine the various executive
adaptations to the enlarged enterprise and centralized bureau; and, second,
to assume that big businesses are strictly bureaucratic in form. Such business
are, in fact, usually mixtures, especially as regards personnel, of bureaucratic,
patrimonial, and entrepreneurial forms of organizations. This means, in
brief, that 'politics' (as well as administration) is very much at work
in selecting and forming types of managers" (White
Collar: The American Middle Classes, 1951, pp. 91-91).
"The managerial demiurge has come to contain three trends
which increasingly give it meaning and shape. As it spreads ((I), its higher
functions, as well as those lower in the hierarchy, are rationalized; as
this occurs (II), the enterprise and the bureau become fetishes, and (III),
the forms of power that are wielded all up and down the line, shift from
explicit authority to manipulation" (White Collar:
The American Middle Classes, 1951, p. 106).
Mass Culture
On the Mass Media:
In so far as universals can be found in life and character
in America, they are due less to any common tutelage of the soil than to
the leveling influences of urban civilization, and above all, to the standardization
of the big technology and of the media of mass communication (White
Collar: The American Middle Classes, 1951, xiv).
"If the consciousness of men does not determine their
existence, neither does their material existence determine their consciousness.
Between consciousness and existence stand communications, which influence
such consciousness as men have of their existence. Men do 'enter into definite,
necessary relations which are independent of their will,' but communications
enter to slant the meanings of these relations for those variously involved
in them. The forms of political consciousness may, in the end, be relative
to the means of production, but, in the beginning, they are relative to
the contents of the communications media" (White Collar:
The American Middle Classes, 1951, p. 333).
"In Marx's day there was no radio, no movies, no television;
there was only printed matter. . .It was easier to overlook the role of
mass media or to underplay it, when they were not so persuasive in effect
. . ." (White Collar: The American Middle Classes,
1951, p. 333).
"The forms and contents of political consciousness, or
their absence, cannot be understood without reference to the world created
and sustained by these media. The deprivations and insecurities arising
form structural positions and historic changes are not likely to be politically
symbolized if these media do not take them up in appropriate contexts,
and thus lend generalized, communicable meaning to them. Class-consciousness
or its absence, for example, involves not merely the individual's experience
in and of some objective class-situation, but the communications to which
he is exposed. What he comes to believe about the whole range of issues
is in some way a function of his experienced situation, plus his first-hand
contact with other people, plus his exposure to mass media. And it is often
the latter which gives him his standard of reality, his standard of experience"
(White Collar: The American Middle Classes, 1951,
p. 334).
"The contents of the mass media are now a sort of common
denominator of American experience, feeling, belief, and aspiration. They
extend across the diversified material and social environments, and, reaching
lower into the age hierarchy, are received long before the age of consent,
without explicit awareness. Contents of the mass media seep into our images
of self, becoming that which is taken for granted, so imperceptibly and
so surely that to modify them drastically, over a generation or two, would
be to change profoundly modern man's experience and character" (White
Collar: The American Middle Classes, 1951, p. 334).
"The explicit political content of the mass media is,
after all, a very small portion of their managed time and space. This badly
handled content must compete with a whole machinery of amusement, within
a marketing context of distrust. The most skilled media men and the highest
paid talent are devoted to the glamorous worlds of sports and leisure.
These competing worlds, which in their modern scale are only 30 years old,
divert attention from politics by providing a set of continuing interests
in mythical figures and fast-moving stereotypes" (White
Collar: The American Middle Classes, 1951, p. 336).
"In the expanded world of mechanically vivified communication
the individual becomes the spectator of everything but the human witness
of nothing. Having no plain targets of revolt, men feel no moral springs
of revolt. The cold manner enters their souls and they are made private
and blase. In virtually all realms of life, facts now outrun sensibility.
Emptied of their human meanings, these facts are readily got used to. In
official man there is no more human shock; in his unofficial follower there
is little sense of moral issue. Within the unopposed supremacy of impersonal,
calculated technique, there is no human place to draw the line and give
the emphatic no" (The Causes of World War III, 1958,
p. 83).
On Manipulation:
"Coercion, in the last resort, is the "final" form of
power, but of course we are by no means constantly at the last resort.
Authority (power that is justified by the beliefs of the voluntarily obedient)
and manipulation (power that is wielded unbeknownst to the powerless) must
also be considered, along with coercion. In fact, whenever we think about
power, the three types must be sorted out" (The Causes of
World War III, 1958, p. 41).
"In modern society, coercion, monopolized by the democratic
state, is rarely needed in any continuous way. But those who hold power
have often come to exercise it in hidden ways: they have moved and they
are moving from authority to manipulation. Not only the great bureaucratic
structures of modern society, themselves means of manipulation as well
as authority, but also the means of mass communication are involved in
the shift. The managerial demiurge extends to opinion and emotion and even
to the mood and atmosphere of given acts" (White
Collar: The American Middle Classes, 1951, p. 110).
"Under the system of explicit authority, in the round,
solid nineteenth century, the victim knew he was being victimized, the
misery and discontent of the powerless were explicit. In the amorphous
twentieth-century world, where manipulation replaces authority, the victim
does not recognize his status. The formal aim, implemented by the latest
psychological equipment, is to have men internalize what the managerial
cadres would have them do, without their knowing their own motives, but
nevertheless having them. Many whips are inside men, who do not know how
they got there, or indeed that they are there" (White
Collar: The American Middle Classes, 1951, p. 110).
"In the movement from authority to manipulation, power
shifts from the visible to the invisible, from the known to the anonymous.
And with rising material standards, exploitation becomes less material
and more psychological" (White Collar: The American Middle
Classes, 1951, p. 110).
"No longer can the problem of power be set forth as the
simple one of changing the processes of coercion into those of consent.
The engineering of consent to authority has moved into the realm of manipulation
where the powerful are anonymous. Impersonal manipulation is more insidious
than coercion precisely because it is hidden; one cannot locate the enemy
and declare war upon him. Targets for aggression are unavailable, and certainty
is taken from men" (White Collar: The American Middle
Classes, 1951, p. 110)
"In a world dominated by a vast system of abstractions,
managers may become cold with principle and do what local and immediate
masters of men could never do. Their social insulation results in deadened
feelings in the face of the impoverishment of life in the lower orders
and its stultification in the upper circles. We do not mean merely that
there are managers of bureaucracies and of communication agencies who scheme
(although, in fact, there are, and their explicit ideology is one of manipulation);
but more, we mean that the social control of the system is such that irresponsibility
is organized into it" (White Collar: The American
Middle Classes, 1951, pp. 110-111).
"If white-collar people are not free to control their
working actions they, in time, habitually submit to the orders of others
and, in so far as they try to act freely, do so in other spheres. If they
do not learn from their work or develop themselves in doing it, in time,
they cease trying to do so, often having no interest in self-development
even in other areas. If there is a split between their work and play, and
their work and culture, they admit that split as a common-sense fact of
existence. If their way of earning a living does not infuse their mode
of living, they try to build their real life outside their work. Work becomes
a sacrifice of time, necessary to building a life outside of it"
(White Collar: The American Middle Classes, 1951,
p. 228).
"The economic motives for work are now its only firm rationale.
Work now has no other legitimating symbols, although certainly other gratifications
and discontents are associated with it. The division of labor and the routinization
of many job areas are reducing work to a commodity, of which money has
become the only common denominator. To the worker who cannot receive technical
gratifications from his work, its market value is all there is to it. .
. .The sharp focus upon money is part and parcel of the lack of intrinsic
meaning that work has come to have" (White Collar: The
American Middle Classes, 1951, p. 230).
"It is the status conferred on the exercise of given skills
and on given income levels that is often the prime source of gratification
or humiliation. The psychological effect of a detailed division of labor
depends upon whether on not the worker has been downgraded, and upon whether
or not his associates have also been downgraded. Pride in skill is relative
to the skills he has exercised in the past and to the skills others exercise,
and thus to the evaluation of his skills by other people whose opinions
count. In like manner, the amount of money he receives may be seen by the
employee and by others as the best gauge of his worth. This may be all
the more true when relations are increasingly 'objectified' and do not
require intimate knowledge. For then there my be anxiety to keep secret
the amount of money earned, and even to suggest that one earn more" (White
Collar: The American Middle Classes, 1951, pp. 231-232).
"Twenty years ago, H. Dubreuil, a foreign observer of
U.S. industry, could write that Taylor's 'insufficiency' shows up when
he comes to approach 'the inner forces contained in the worker's soul.
. . ' That is no longer true. The new (social) scientific management begins
precisely where Taylor left off or was incomplete; students of 'human relations
in industry' have studied not lighting and clean toilets, but social cliques
and good morale. For in so far as human factors are involved in efficient
and untroubled production, the managerial demiurge must bring them under
control. So, in factory and in office, the world to be managed increasingly
includes the social setting, the human affairs, and the personality of
man as worker" (White Collar: The American Middle Classes,
1951, p. 233).
"Management effort to create job enthusiasm reflects the
unhappy unwillingness of employees to work spontaneously at their routinized
tasks; it indicates recognition of the lack of spontaneous will to work
for the ulterior ends available; it also indicates that it is more difficult
to have happy employees when the chances to climb the skill and social
hierarchies are slim. These are underlying reasons why the Protestant ethic,
a work compulsion, is replaced by the conscious efforts of Personnel Departments
to create morale" (White Collar: The American Middle
Classes, 1951, pp. 233-234).
"The need to develop new justifications, and the fact
that increased power has not yet been publicly justified, give rise to
a groping for more telling symbols of justification among the more sophisticated
business spokesmen, who have felt themselves to be a small island in a
politically hostile sea of property less employees. Studies of 'human relations
in industry' are an ideological part of this groping. The managers are
interested in such studies because of the hope of lowering production costs,
of easing tensions inside their plants, of finding new symbols to justify
the concentrated power they exercise in modern society" (White
Collar: The American Middle Classes, 1951, p. 234).
"The over-all formula of advice that the new ideology
of 'human relations in business' contains runs to this effect: to make
the worker happy, efficient, and co-operative, you must make the managers
intelligent, rational, knowledgeable. It is the perspective of a managerial
elite, disguised in the pseudo-objective language of engineers. It is advice
to the personnel manager to relax his authoritative manner and widen his
manipulative grip over the employees by understanding them better and countering
their informal solidarities against management and exploiting these solidarities
for smoother and less troublesome managerial efficiency" (White
Collar: The American Middle Classes, 1951, p. 235).
"Current managerial attempts to create job enthusiasm,
to paraphrase Marx's comment on Proudhon, are attempts to conquer work
alienation within the bounds of work alienation. In the meantime, whatever
satisfaction alienated men gain from work occurs within the framework of
alienation; whatever satisfaction they gain from life occurs outside the
boundaries of work; work and life are sharply split" (White
Collar: The American Middle Classes, 1951, p. 235).
"As the work sphere declines in meaning and gives no inner
direction and rhythm to life, so have community and kinship circles declined
as ways of 'fixing man into society.' " (White Collar:
The American Middle Classes, 1951, p. 237).
"In pre-capitalist societies, power was known and personal.
The individual could see who was powerful, and he could understand the
means of his power. His responses, of obedience and fear, were explicit
and concrete; and if he was in revolt, the targets of that revolt were
also explicit and concrete. . . .In an impersonalized and more anonymous
system of control, explicit responses are not so possible: anxiety is likely
to replace fear; insecurity to replace worry. The problem is who really
has power, for often the tangled and hidden system seems a complex yet
organized irresponsibility. When power is delegated from a distant center,
the one immediately over the individual is not so different from the individual
himself; he does not decide either, he too is part of the network by means
of which individuals are controlled. Targets for revolt, given the will
to revolt, are not readily available. Symbols in terms of which to challenge
power are not available--in fact, there are no explicit symbols of authority
to challenge" (White Collar: The American Middle Classes,
1951, p. 349).
"As political power has been centralized, the issues professionalized
and compromised by the two-party state, a sort of impersonal manipulation
has replaced authority. For authority, there is a need of justifications
in order to secure loyalties; for manipulation, there is exercise of power
without explicit justifications, for decisions are hidden. Manipulation,
as we have suggested, arises when there is a centralization of power that
is not publicly justified and those who have it don't believe they could
justify it. Manipulation feeds upon and is fed by mass indifference. For
in the narrowed range of assertion and counter-assertion no target of demand,
no symbols or principles are argued over and debated in public. . . And
so insecurity and striving are not attached to political symbols but are
drained off by the distractions of amusement, the frenzied search for commodities,
or turned in upon the self as busy little frustrations. There is no organized
effort to develop common consciousness of common interests, and men feel
distanced from events without the power to order them" (White
Collar: The American Middle Classes, 1951, pp. 349-350).
"By virtue of their increased and centralized power, political
institutions become more objectively important to the course of American
history, but because of mass alienation, less and less of subjective interest
to the population at large. On the one hand, politics is bureaucratized,
and on the other, there is mass indifference. These are the decisive aspects
of U.S. politics today. Because of them, political expression is banalized,
political theory is barren administrative detail, history is made behind
men's backs. Such is the political situation in which the new middle class
enact their passive role" (White Collar: The American
Middle Classes, 1951, p. 350).
On Consumerism:
"When demands balanced supplies the salesman as a means
of distribution merely provided information. But when the pressure from
the producer to sell became much greater than the capacity of the consumer
to buy, the role of the salesman shifted into high gear. In the twentieth
century, as surpluses piled up, the need has been for distribution to national
markets; and with the spread of national advertising, coextensive sales
organizations have been needed to cash in on its effects" (White
Collar: The American Middle Classes, 1951, p. 162).
"As competition for restricted markets builds up, and
buyers' markets become more frequent, the pressure mounts in the salesman's
immediate domain. Psychologists bend their minds to improving the techniques
of persuading people to commercial decisions. Before high-pressure salesmanship,
emphasis was upon the salesmen's knowledge of the product, a sales knowledge
grounded in apprenticeship; after it, the focus is upon hypnotizing the
prospect, an art provided by psychology" (White Collar:
The American Middle Classes, 1951, p. 165).
"The salesmen link up one unit of business society with
another; salesmanship is coextensive with the cash nexus of the modern
world. It is not only a marketing device, it is a pervasive apparatus of
persuasion that sets a people's style of life. For all types of marketing-
entrepreneurs and white-collar salespeople, in and out of stores, on the
roads and in the air, are only the concentration points in the cadre of
salesmanship. So deeply have they infiltrated, so potent is their influence,
that they may be seen as a sort of official personnel of an all-pervasive
atmosphere. That is why we cannot understand salesmanship by studying only
salesmen. The American premium, we learn in Babbit, is not upon 'selling
anything in particular for or to anybody in particular, but pure selling.'
Now, salesmanship has become an abstracted value, a science, an ideology
and a style of life for a society that has turned itself into a fabulous
salesroom and become the biggest bazaar in the world" (White
Collar: The American Middle Classes, 1951, pp. 165-166).
"Do you think the family is important to society? But
the Big Bazaar feeds, clothes, amuses; it replaces families, in every respect
but the single one of biological reproduction. From womb to grave, it watches
over you, supplying the necessities and creating the unmet need. . . .
Do you think factories are something to know about? But the Bazaar is a
factory: it has taken unto itself the several phases of the economic circuit,
and now contains them all. And it is also a factory of smiles and visions,
of faces and dreams of life, surrounding people with the commodities for
which they live, holding out to them the goals for which they struggle.
What factory is geared so deep and direct with what people want and what
they are becoming? Measured by space or measured by money, it is the greatest
emporium in the world: it is a world--dedicated to commodities, run
by committees and paced by floor-walkers" (White
Collar: The American Middle Classes, 1951, p. 167).
"'Success' in America has been a widespread fact, an engaging
image, a driving motive, and a way of life. In the middle of the twentieth
century, it has become less widespread as fact, more confused as image,
often dubious as motive, and soured as a way of life" (White
Collar: The American Middle Classes, 1951, p. 259).
Rationalization
On the Division of Labor:
"The centralization of planful reflection and the consequent
expropriation of individual rationality parallel the rationalization of
the white-collar hierarchy as a whole. What a single individual used to
do is now broken up into functions of decision and research, direction
and checking up, each performed by a separate group of individuals. Many
executive functions are thus becoming less autonomous and permitting less
initiative. The centralization of reflection entails for many the deprivation
of initiative: for them, decision becomes the application of fixed rules.
Yet these developments do not necessarily mean that the top men
have less intellectual tasks to perform; they mean rather, as Henri de
Man has observed, that the less intellectual tasks are broken up
and transferred down the hierarchy to the semi-skilled white-collar employees,
while the managerial top becomes even more intellectualized, and the unit
of its intellectuality becomes a set of specialized staffs. The more those
down the line are deprived of intellectual content in their work, the more
those on top need to be intellectualized, or at least the more dependent
they become upon the intellectually skilled" (White Collar:
The American Middle Classes, 1951, pp. 140-141).
"If in this process some professionals are forced down
the line, more of those who take on the new subaltern intellectual tasks
come from lower down the social scale. For the centralization of professional
skills and the industrialization of many intellectual functions have not
narrowed the full professional stratum so much as proliferated the semi-professions
and the quasi-intellectual, and between these and the fully professional,
created a more marked separation. So great has the expansion been that
children of the wage-worker and the clerk are often raised into semi-professional
status, while top men of the professional world merge with business and
become professional entrepreneurs of the managerial demiurge" (White
Collar: The American Middle Classes, 1951, p. 141).
"Yet we are still only in the beginning of the office-machine
age. Only when the machinery and the social organization of the office
are fully integrated in terms of maximum efficiency per dollar spent will
that age be full blown" (White Collar: The American
Middle Classes, 1951, p. 195).
"As machines spread, they began to prompt newer divisions
of labor to add to those they had originally merely implemented. The new
machines, especially the more complex and costly ones, require central
control of offices previously scattered throughout the enterprise. This
centralization, which prompts more new divisions of labor, is again facilitated
by each new depression, through the urge to cut costs, and each new war,
through the increased volume of office work. The present extent of office
centralization has not been precisely measured, although the tendency has
been clear enough since the early 'twenties: by then machines and social
organization had begun to interact, and that is the true mark of the 'era
of scientific management in the office.' That era is still in its late
infancy, but it is clearly the model of the future" (White
Collar: The American Middle Classes, 1951, p. 195).
"Machines and centralization go together in company after
company: and together they increase output and lower unit costs. They also
open the way to the full range of factory organization and techniques:
work can be simplified and specialized; work standards for each operation
can be set up and applied to individual workers. . . .Any work that is
measurable can be standardized, and often broken down into simple operations.
Then it can proceed at a standard pace, which 'scientific investigation
has determined can be performed by a first class worker in a stated time.'
The very computation of such standards prompts new splitting of more complex
tasks and increased specialization. For specialization and control from
the top, along with standards, interact" (White
Collar: The American Middle Classes, 1951, p. 196).
"Cost reduction proceeds by eliminating some work and
simplifying the rest. To do this, a functional breakdown of job operations
is made, and a functional breakdown of human abilities; then the two breakdowns
are mated in a new, simplified set of routinized tasks. Along with this,
machines are introduced for all possible features of the work process that
cost factors allow. then the effects of these factory-like procedures upon
the office workers are rationalized and compulsory rest periods set up
to relieve fatigue" (White Collar: The American
Middle Classes, 1951, pp. 196-197).
The process is extended even to the worker's life before
he enters the office. Crack office men have known for some time that training
for rationalization must start in the schools: 'The office manager should
contact local schools, explain his requirements and solicit school aid
in training students of commercial subjects to meet office requirements.
School courses can easily be designed to qualify graduates for the work
requirement in our offices' (White Collar: The American
Middle Classes, 1951, p. 197).
As office machinery is introduced, the number of routine
jobs is increased and consequently the proportion of 'positions requiring
initiative' is decreased. 'Mechanization is resulting in a much clearer
distinction between the managing staff and the operating staff,' observed
the War Manpower Commission. 'Finger dexterity is often more important
than creative thinking. Promotions consequently become relatively rare.
. . Some large office managers actually prefer to hire girls who are content
to remain simply clerks, who will attempt to rise no higher than their
initial level' (White Collar: The American Middle Classes,
1951, pp. 205-206).
"Mechanized and standardized work, the decline of any
chance for the employee to see and understand the whole operation, the
loss of any chance, save for a very few, for private contact with those
in authority--these form the model of the future. At present, status complications
inside office and store are still often quite important in the psychology
of the employee; but, in the main drift, technical and economic factors
and the authoritative line-up will gain ascendancy over such status factors
as now interfere with the rationalization of the white-collar hierarchy"
(White Collar: The American Middle Classes, 1951,
p. 212).
"As tool becomes machine, man is estranged from the intellectual
potentialities and aspects of work; and each individual is routinized in
the name of increased and cheaper unit productivity. The whole unit and
meaning of time is modified; man's 'life-time,' wrote Marx, is transformed
into 'working-time.' In tying down individuals to particular tasks and
jobs, the division of labor 'lays the foundation of that all-engrossing
system of specializing and sorting men, the development in a man of one
single faculty at the expense of all other faculties, which caused A. Ferguson,
the master of Adam Smith, to exclaim: 'We make a nation of Helots, and
have no free citizens' (White Collar: The American Middle
Classes, 1951, p. 226).
"The introduction of office machinery and sales devices
has been mechanizing the office and the salesroom, the two big locales
of white-collar work. Since the 'twenties it has increased the division
of white-collar labor, recomposed personnel, and lowered skill levels.
Routine operations in minutely subdivided organizations have replaced the
bustling interest of work in well-known groups. Even on managerial and
professional levels, the growth of rational bureaucracies has made work
more like factory production. The managerial demiurge is constantly furthering
all these trends: mechanization, more minute division of labor, the use
of less skilled and less expensive workers" (White Collar:
The American Middle Classes, 1951, pp. 226-227).
"In its early stages, a new division of labor may specialize
men in such a way as to increase their levels of skill; but later, especially
when whole operations are split and mechanized, such division develops
certain faculties at the expense of others and narrows all of them. And
as it comes more fully under mechanization and centralized management,
it levels men off again as automatons. Then there are a few specialists
and a mass of automatons; both integrated by the authority which makes
them interdependent and keeps each in his own routine. Thus, in the division
of labor, the open development and free exercise of skills are managed
and closed" (White Collar: The American Middle Classes,
1951, p. 227).
On Bureaucratization:
"The organizational reason for the expansion of the white-collar
occupations is the rise of big business and big government and the consequent
trend of modern social structure, the steady growth of bureaucracy. In
every branch of the economy, as firms merge and corporations become dominant,
free entrepreneurs become employees, and the calculations of accountants,
statisticians, bookkeeper, and clerk in these corporations replace the
free 'movement of prices' as the co-ordinating agent of the economic system"
(White Collar: The American Middle Classes, 1951,
pp. 68-69).
"The rise of thousands of big and little bureaucracies
and the elaborate specialization of the system as a whole create the need
for many men and women to plan, co-ordinate, and administer new routines
for others. In moving from smaller to larger and more elaborate units of
economic activity, increased proportions of employees are drawn into co-ordinating
and managing. Managerial and professional employees and office workers
of varied sorts--floorwalkers, foremen, office managers--are needed; people
to whom subordinates report, and who in turn report to superiors, are links
in chains of power and obedience, co-ordinating and supervising other occupational
experiences, functions and skills" (White Collar:
The American Middle Classes, 1951, p. 69).
"As the worlds of business undergo these changes, the
increased tasks of government on all fronts draw still more people into
occupations that regulate and service property and men" (White
Collar: The American Middle Classes, 1951, p. 69).
"Bureaucratization in the United States is by no means
total; its spread is partial and segmental, and the individual is caught
up in several structures at once. Yet, over-all, the loose-jointed integration
of liberal society is being replaced, especially in its war phases, by
the more managed integration of a corporate-like society" (White
Collar: The American Middle Classes, 1951, pp. 77-78).
"As each of these domains becomes enlarged and centralized,
the consequences of its activities become greater, and its traffic with
the others increases. The decisions of a handful of corporations bear upon
military and political as well as upon economic developments around the
world. The decisions of the military establishment rest upon and grievously
affect political life as well as the very level of economic activity. The
decisions made within the political domain determine economic activities
and military programs. There is no longer, on the one hand, an economy,
and, on the other hand, a political order containing a military establishment
unimportant to politics and to money-making. There is a political economy
linked, in a thousand ways, with military institutions and decisions. On
each side of the world-split running through central Europe and around
the Asiatic rimlands, there is an ever-increasing interlocking of economic,
military, and political structures. If there is government intervention
in the corporate economy, so is there corporate intervention in the governmental
process. In the structural sense, this triangle of power is the source
of the interlocking directorate that is most important for the historical
structure of the present" (The Power Elite, 1956,
pp. 7-9).
"From the most superficial examination of the history
of western society we learn that the power of decision-makers is first
of all limited by the level of technique, by the means of power and violence
and organization that prevail in a given society. In this connection we
also learn that there is a fairly straight line running upward through
the history of the West; that the means of oppression and exploitation,
of violence and destruction, as well as the means of production and reconstruction,
have been progressively enlarged and increasingly centralized" (The
Power Elite, 1956, p. 23).
"As the institutional means of power and the means of
communications that tie them together have become steadily more efficient,
those now in command of them have come into command of instruments of rule
quite unsurpassed in the history of mankind. And we are not yet at the
climax of their development. We can no longer lean upon or take soft comfort
from the historical ups and downs of ruling groups of previous epochs.
In that sense, Hegel is correct: we learn from history that we cannot learn
from it" (The Power Elite, 1956, p. 23).
"And that is why we may define the power elite in terms
of the means of power--as those who occupy the command posts. The major
questions about the American elite today--its composition, it unity, its
power--must now be faced with due attention to the awesome means of power
available to them. Caesar could do less with Rome than Napoleon with France;
Napoleon less with France than Lenin with Russia; and Lenin less with Russia
than Hitler with Germany. But what was Caesar's power at it peak compared
with the power of the changing inner circle of Soviet Russia or of America's
temporary administrations? The men of either circle can cause great cities
to be wiped out in a single night; and in a few weeks turn continents into
thermonuclear wastelands" (The Power Elite, 1956,
p. 23).
"That the facilities of power are enormously enlarged
and decisively centralized means that the decisions of small groups are
now more consequential" (The Power Elite, 1956, p.
23).
On Rationalization:
"U.S. science has not developed a firm scientific tradition
in the European manner. Here science has been virtually identified with
its technological products, its engineering developments, its techniques;
and it has recently become subjected to the corporate technique of the
assembly line. It is in the use of science, in the know-how of development
projects, in the mass-production exploitation of its legacy, that the U.S.
has excelled. This kind of industrial and military science stands in contrast
to the classic, academic tradition in which individual scientific investigators
or small groups are part of an uncoordinated cultural tradition. In brief,
the U.S. has built a Science Machine: a corporate organization and rationalization
of the process of technological development and to some extent--I believe
unknown--of scientific discovery itself" (The Causes of
World War III, 1958, p. 161).
"The forces that shape these milieux do not originate
within them, nor are they controllable by those sunk in them. Moreover,
these milieux are themselves increasingly rationalized. Families
as well as factories, leisure as well as work, neighborhoods as well as
states--they to become parts of a functionally rational totality--or they
are subject to uncontrolled and irrational forces" (The
Sociological Imagination, 1959, p. 169).
"Given these effects of the ascendant trend of rationalization,
the individual 'does the best he can.' He gears his aspirations and
his work to the situation he is in, and from which he can find no way out.
In due course, he does not seek a way out: he adapts. That
part of his life which is left over from work, he uses to play, to consume,
'to have fun.' Yet this sphere of consumption is also being rationalized.
Alienated from production, from work, he is also alienated from consumption,
from genuine leisure. This adaptation of the individual and its effects
upon his milieux and self results not only in the loss of his chance, and
in due course, of his capacity and will to reason; it also affects his
chances and his capacity to act as a free man. Indeed, neither the
value of freedom nor of reason, it would seem, are known to him"
(The Sociological Imagination, 1959, p. 170).
"The rational organization is thus an alienating organization:
the guiding principles of conduct and reflection, and in due course of
emotion as well, are not seated in the individual conscience of the Reformation
man, or in the independent reason of the Cartesian man. The guiding
principles, in fact, are alien to and in contradiction with all that has
been historically understood as individuality. It is not too much
to say that in the extreme development the chance to reason of most men
is destroyed, as rationality increases and its locus, its control, is moved
from the individual to the big-scale organization. There is then
rationality without reason. Such rationality is not commensurate
with freedom but the destroyer of it" (The
Sociological Imagination, 1959, p. 170).
"It will no longer do merely to assume, as a metaphysic
of human nature, that down deep in man-as-man there is an urge for freedom
and a will to reason. Now we must ask: What in man's nature,
what in the human condition today, what in each of the varieties of social
structure makes for the ascendancy of the cheerful robot? And what
stands against it?" (The Sociological Imagination,
1959, p. 171).
In so far as universals can be found in life and character
in America, they are due less to any common tutelage of the soil than to
the leveling influences of urban civilization, and above all, to the standardization
of the big technology and of the media of mass communication (White
Collar: The American Middle Classes, 1951, xiv)
In the eighteenth and nineteenth centuries, rationality
was identified with freedom. The ideas of Freud about the individual, and
of Marx about society, were strengthened by the assumption of the coincidence
of freedom and rationality. Now rationality seems to have taken on a new
form, to have its seat not in individual men, but in social institutions
which by their bureaucratic planning and mathematical foresight usurp both
freedom and rationality from the little individual men caught in them.
The calculating hierarchies of department store and industrial corporation,
of rationalized office and government bureau, lay out the gray ways of
work and stereotype the permitted initiatives. And in all this bureaucratic
usurpation of freedom and of rationality, the white-collar people are the
interchangeable parts of the big chains of authority that bind the society
together (White Collar: The American Middle Classes,
1951, xvii).
On the "Irrationality Factor":
"In the eighteenth and nineteenth centuries, rationality
was identified with freedom. The ideas of Freud about the individual, and
of Marx about society, were strengthened by the assumption of the coincidence
of freedom and rationality. Now rationality seems to have taken on a new
form, to have its seat not in individual men, but in social institutions
which by their bureaucratic planning and mathematical foresight usurp both
freedom and rationality from the little individual men caught in them.
The calculating hierarchies of department store and industrial corporation,
of rationalized office and government bureau, lay out the gray ways of
work and stereotype the permitted initiatives. And in all this bureaucratic
usurpation of freedom and of rationality, the white-collar people are the
interchangeable parts of the big chains of authority that bind the society
together" (White Collar: The American Middle Classes,
1951, p. xvii).
"In no sphere of twentieth-century society has the shift
from the old to the new middle-class condition been so apparent, and its
ramifications so wide and deep, as in the professions. Most professionals
are now salaried employees; much professional work has become divided and
standardized and fitted into the new hierarchical organizations of educated
skill and service; intensive and narrow specialization has replaced self-cultivation
and wide knowledge; assistants and sub-professionals perform routine, although
often intricate, tasks, while successful professional men become more and
more the managerial type. So decisive have such shifts been, in some areas,
that it is as if rationality itself has been expropriated from the individual
and been located, as a new form of brain power, in the ingenious bureaucracy
itself" (White Collar: The American Middle Classes,
1951, p. 112).
"In America and in Russia--in differing ways but often
with frightening convergence--we now witness the rise of the cheerful robot,
the technological idiot, the crackpot realist. All these types embody a
common ethos: rationality without reason" (The Causes of
World War III, 1958, p. 175).
"Science, it turns out, is not a technological Second
Coming. That its techniques and its rationality are given a central
place in a society does not mean that men live reasonably and without myth,
fraud, and superstition. Universal education may lead to technological
idiocy and nationalist provinciality--rather than to the informed and independent
intelligence. The mass distribution of historic culture may not lift
the level of cultural sensibility, but rather, merely banalize it--and
compete mightily with the chance for creative innovation. A high
level of bureaucratic rationality and of technology does not mean a high
level of either individual or social intelligence. From the first
you cannot infer the second" (The Sociological
Imagination, 1959, 168).
For social, technological, or bureaucratic rationality
is not merely a grand summation of the individual will and capacity to
reason. The very chance to acquire that will and that capacity seems
in fact often to be decreased by it" (The
Sociological Imagination, 1959, pp. 168-169).
"Rationally organized social arrangements are not necessarily
a means of increased freedom--for the individual or for the society.
In fact, often they are a means of tyranny and manipulation, a means of
expropriating the very chance to reason, the very capacity to act as a
free man" (The Sociological Imagination,
1959, p. 169).
"The increasing rationalization of society, the contradiction
between such rationality and reason, the collapse of the assumed coincidence
of reason and freedom--these developments lie back of the rise into view
of the man who is 'with' rationality but without reason, who is increasingly
self-rationalized and also increasingly uneasy. It is in terms of
this type of man that the contemporary problem of freedom is best stated"
(The Sociological Imagination, 1959, p. 169).
"In our time, must we not face the possibility that the
human mind as a social fact might be deteriorating in quality and cultural
level, and yet not many would notice it because of the overwhelming accumulation
of technological gadgets? Is not that one meaning of rationality
without reason? Of human alienation? Of the absence of any
free role for reason in human affairs? The accumulation of gadgets
hides these meanings: Those who use these devices do not understand
them; those who invent them do not understand much else. That is
why we may not, without great ambiguity, use technological abundance as
the index of human quality and cultural progress" (The
Sociological Imagination, 1959, p. 175).
"U.S. science has not developed a firm scientific tradition
in the European manner. Here science has been virtually identified with
its technological products, its engineering developments, its techniques;
and it has recently become subjected to the corporate technique of the
assembly line. It is in the use of science, in the know-how of development
projects, in the mass-production exploitation of its legacy, that the U.S.
has excelled. This kind of industrial and military science stands in contrast
to the classic, academic tradition in which individual scientific investigators
or small groups are part of an uncoordinated cultural tradition. In brief,
the U.S. has built a Science Machine: a corporate organization and rationalization
of the process of technological development and to some extent--I believe
unknown--of scientific discovery itself" (The Causes of
World War III, 1958, p. 161).
"The forces that shape these milieux do not originate
within them, nor are they controllable by those sunk in them. Moreover,
these milieux are themselves increasingly rationalized. Families
as well as factories, leisure as well as work, neighborhoods as well as
states--they to become parts of a functionally rational totality--or they
are subject to uncontrolled and irrational forces" (The
Sociological Imagination, 1959, p. 169).
"Given these effects of the ascendant trend of rationalization,
the individual 'does the best he can.' He gears his aspirations and
his work to the situation he is in, and from which he can find no way out.
In due course, he does not seek a way out: he adapts. That part of
his life which is left over from work, he uses to play, to consume, 'to
have fun.' Yet this sphere of consumption is also being rationalized.
Alienated from production, from work, he is also alienated from consumption,
from genuine leisure. This adaptation of the individual and its effects
upon his milieux and self results not only in the loss of his chance, and
in due course, of his capacity and will to reason; it also affects his
chances and his capacity to act as a free man. Indeed, neither the
value of freedom nor of reason, it would seem, are known to him"
(The Sociological Imagination, 1959, p. 170).
"The rational organization is thus an alienating organization:
the guiding principles of conduct and reflection, and in due course of
emotion as well, are not seated in the individual conscience of the Reformation
man, or in the independent reason of the Cartesian man. The guiding
principles, in fact, are alien to and in contradiction with all that has
been historically understood as individuality. It is not too much
to say that in the extreme development the chance to reason of most men
is destroyed, as rationality increases and its locus, its control, is moved
from the individual to the big-scale organization. There is then
rationality without reason. Such rationality is not commensurate
with freedom but the destroyer of it" (The
Sociological Imagination, 1959, p. 170).
"It will no longer do merely to assume, as a metaphysic
of human nature, that down deep in man-as-man there is an urge for freedom
and a will to reason. Now we must ask: What in man's nature,
what in the human condition today, what in each of the varieties of social
structure makes for the ascendancy of the cheerful robot? And what
stands against it?" (The Sociological Imagination,
1959, p. 171).
Individual Problems
On moral insensibility:
"The issues of war and peace cannot be melted down into
a naive psychology of 'peace through better understanding among peoples'.
It is not the aggression of people in general but their mass indifference
that is the point of their true political and psychological relevance to
the thrust toward war. It is neither the 'psychology of peoples' nor raw
'human nature' that is relevant; it is the moral insensibility of people
who are selected, molded, and honoured in the mass society" (The
Causes of World War III, 1958, p. 81).
"In this new society there has come about a situation
in which many who have lost faith in prevailing loyalties have not acquired
new ones, and so they pay no attention to politics of any kind. They are
not radical, not liberal, not conservative, not reactionary. They are inactionary.
They are out of it. If we accept the Greek definition of the idiot as an
altogether private man, then we must conclude that many American and Soviet
citizens are now idiots. This spiritual condition--and I choose the phrase
with care--is the key to many contemporary problems as well as to much
political bewilderment. Intellectual 'conviction' and moral 'belief' are
not necessary, in either the ruled or the rulers, for a ruling power to
persist and even to flourish. The prevalence of mass indifference is surely
one of the major political facts about the Western societies today" (The
Causes of World War III, 1958, pp. 81-82).
"As it concerns the thrust toward war this indifference
is best seen as moral insensibility: the mute acceptance--or even unawareness--of
moral atrocity; the lack of indignation when confronted with moral horror;
the turning of this atrocity and this horror into morally approved conventions
of feeling. By moral insensibility, in short, I mean the incapacity for
moral reaction to event and to character, to high decision and to the drift
of human circumstance" (The Causes of World War III,
1958, p. 82).
"In the expanded world of mechanically vivified communication
the individual becomes the spectator of everything but the human witness
of nothing. Having no plain targets of revolt, men feel no moral springs
of revolt. The cold manner enters their souls and they are made private
and blase. In virtually all realms of life, facts now outrun sensibility.
Emptied of their human meanings, these facts are readily got used to. In
official man there is no more human shock; in his unofficial follower there
is little sense of moral issue. Within the unopposed supremacy of impersonal,
calculated technique, there is no human place to draw the line and give
the emphatic no" (The Causes of World War III, 1958,
p. 83).
"This lack of response I am trying to sum up by the phrase
'moral insensibility', and I am suggesting that the level of moral sensibility,
as part of public and of private life, has sunk out of sight. It is not
the number of victims or the degree of cruelty that is distinctive; it
is the fact that the acts committed and the acts that nobody protests are
split from the consciousness of men in an uncanny, even a schizophrenic,
manner. The atrocities of our time are done by men as 'functions' of a
social machine--men possessed by an abstracted view that hides from them
the human beings who are their victims and, as well, their own humanity.
They are inhuman acts because they are impersonal. They are not sadistic
but merely businesslike; they are not aggressive but merely efficient;
they are not emotional at all but technically clean-cut" (The
Causes of World War III, 1958, pp. 83-84).
We must, I think, assume that in the event of this war,
statesmen will order the use of every weapon they think useful to 'destroy
the enemy', and that masses of men will accept it. For today if men are
acting in the name of 'their nation', they do not know moral limits but
only expedient calculations. Is not that obvious from the history of the
last twenty years? Is not that the meaning of the word 'barbarism' as applied
to our times, and of the single most absolute and fetishized of our values:
that of The Nation itself? Among the higher circles of all leading nations,
the force of moral restraint is merely one factor, rather a negligible
one, to be considered among expedient calculations of 'morale', psychological
warfare, and what is curiously still called 'public opinion' (The
Causes of World War III, 1958, p. 84).
On Alienation:
"In the literature of vocational guidance, personality
often actually replaces skill as a requirement: a personable appearance
is emphasized as being more important in success and advancement than experience
or skill or intelligence" (White Collar: The American
Middle Classes, 1951, p. 186).
"Elaborate institutional set-ups thus rationally attempt
to prepare people for the personality market and sustain them in their
attempt to compete on it successfully. And from the areas of salesmanship
proper, the requirements of the personality market have diffused as a style
of life. What began as the public and commercial relations of business
have become deeply personal: there is a public-relations aspect to private
relations of all sorts, including even relations with the self. The new
ways are diffused by charm and success schools and by best-seller literature.
The sales personality, built and maintained for operation on the personality
market, has become a dominating type, a pervasive model for imitation for
masses of people, in and out of selling. The literature of self-improvement
has generalized the traits and tactics of salesmanship for the population
at large. In this literature all men can be leaders. The poor and the unsuccessful
simply do not exist, except by an untoward act of their own will"
(White Collar: The American Middle Classes, 1951,
p. 187).
"The personality market, the most decisive effect and
symptom of the great salesroom, underlies the all-pervasive distrust and
self-alienation so characteristic of metropolitan people. Without common
values and mutual trust, the cash nexus that links one man to another in
transient contact has been made subtle in a dozen ways and made to bite
deeper into all areas of life and relations. People are required by the
salesman ethic and convention to pretend interest in others in order to
manipulate them. In the course of time, and as this ethic spreads, it is
got on to. Still, it is conformed to as part of one's job and one's style
of life, but now with a winking eye, for one knows that manipulation is
inherent in every human contact. Men are estranged from one another as
each secretly tries to make an instrument of the other, and in time a full
circle is made: one makes an instrument of himself, and is estranged from
It also" (White Collar: The American Middle Classes,
1951, pp. 187-188).
"The entire shift from the rural world of the small entrepreneur
to the urban society of the dependent employee has instituted the property
conditions of alienation from product and processes of work. Of course,
dependent occupations vary to the extent of initiative they allow and invite,
and many self-employed enterprisers are neither as independent nor as enterprising
as commonly supposed. Nevertheless, in almost any job, the employee sells
a degree of his independence; his working life is within the domain of
others; the level of his skills that are used and the areas in which he
may exercise independent decisions are subject to management by others"
(White Collar: The American Middle Classes, 1951,
p. 224).
"Probably at least ten or twelve million people worked
during the 'thirties at tasks below the skill level of which they were
easily capable; and, as school attendance increases and more jobs are routinized,
the number of people who must work below their capacities will increase"
(White Collar: The American Middle Classes, 1951,
pp. 224-225).
"There is considerable truth in the statement that those
who find free expression of self in their work are those who securely own
the property with which they work, or those whose freedom does not entail
the ownership of property" (White Collar: The American
Middle Classes, 1951, p. 225).
"The objective alienation of man from the product and
the process of work is entailed by the legal framework of modern capitalism
and the modern division of labor. The worker does not own the product or
the tools of his production. In the labor contract he sells his time, energy,
and skill into the power of others. To understand self-alienation we need
not accept the metaphysical view that man's self is most crucially expressed
in work-activity. In all work involving the personality market, as we have
seen, one's personality and personal traits become part of the means of
production. In this sense a person instrumentalizes and externalizes intimate
features of his person and disposition. In certain white-collar areas,
the rise of personality markets has carried self and social alienation
to explicit extremes" (White Collar: The American Middle
Classes, 1951, p. 225).
"The detailed division of labor means, of course, that
the individual does not carry through the whole process of work to its
final product; but it also means that under many modern conditions the
process itself is invisible to him. The product as the goal of his work
is legally and psychologically detached from him, and this detachment cuts
the nerve of meaning which work might otherwise gain from its technical
processes" (White Collar: The American Middle Classes,
1951, pp. 225-226).
"Even on the professional levels of white-collar work,
not to speak of wage-work and the lower white-collar tasks, the chance
to develop and use individual rationality is often destroyed by the centralization
of decision and the formal rationality that bureaucracy entails. The expropriation
which modern work organization has carried through thus goes far beyond
the expropriation of ownership; rationality itself has been expropriated
from work and any total view and understanding of its process. No longer
free to plan his work, much less to modify the plan to which he is subordinated,
the individual is to a great extent managed and manipulated in his work"
(White Collar: The American Middle Classes, 1951,
p. 226)
"The world market, of which Marx spoke as the alien power
over men, has in many areas been replaced by the bureaucratized enterprise.
Not the market as such but centralized administrative decisions determine
when men work and how fast. Yet the more and harder men work, the more
they build up that which dominates their work as an alien force, the commodity;
so also, the more and harder the white-collar man works, the more he builds
up the enterprise outside himself, which is, as we have seen, duly made
a fetish and thus indirectly justified. The enterprise is not the institutional
shadow of great men, as perhaps it seemed under the old captain of industry;
nor is it the instrument through which men realize themselves in work,
as in small-scale production. The enterprise is an impersonal and alien
Name, and the more that is placed in it, the less is placed in man (White
Collar: The American Middle Classes, 1951, 226).
"The alienating conditions of modern work now include
the salaried employees as well as the wage-workers. There are few, if any,
features of wage-work (except heavy toil--which is decreasingly a factor
in wage-work) that do not also characterized at least some white-collar
work. For here, too, the human traits of the individual, from his physique
to his psychic disposition, become units in the functionally rational calculation
of managers. None of the features of work as craftsmanship is prevalent
in office and salesroom, and, in addition, some features of white-collar
work, such as the personality market, go well beyond the alienating conditions
of wage-work" (White Collar: The American Middle
Classes, 1951, p. 227).
"For the historical destruction of craftsmanship and of
the old office does not enter the consciousness of the modern wage-worker
or white-collar employee; much less is their absence felt by him as a crisis,
as it might have been if, in the course of the last generation, his father
or mother had been in the craft conditions--but statistically speaking,
they have not been. It is a slow historical fact, long gone by in any dramatic
consequence and not of psychological relevance to the present generation.
Only the psychological imagination of the historian makes it possible to
write of such comparisons as if they were of psychological import. The
craft life would be immediately available as a fact of their consciousness
only if in the lifetime of the modern employees they had experienced a
shift from the one condition to the other, which they have not; or if they
had grasped it as an ideal meaning of work, which they have not" (White
Collar: The American Middle Classes, 1951, p. 228).
"But if the work white-collar people do is not connected
with its resultant product, and if there is no intrinsic connection between
work and the rest of their life, then they must accept their work as meaningless
in itself, perform it with more or less disgruntlement, and seek meanings
elsewhere" (White Collar: The American Middle Classes,
1951, p. 228).
On Freedom and Democracy:
"But the centralization of property has shifted the basis
of economic security from property ownership to job holding; the power
inherent in huge properties has jeopardized the old balance which gave
political freedom. Now unlimited freedom to do as one wishes with one's
property is at the same time freedom to do what one wishes to the freedom
and security of thousands of dependent employees" (White
Collar: The American Middle Classes, 1951, p. 58).
"For the employees, freedom and security, both political
and economic, can no longer rest upon individual independence in the old
sense. To be free and to be secure is to have an effective control over
that upon which one is dependent: the job within the centralized enterprise"
(White Collar: The American Middle Classes, 1951,
p. 58-59).
"Politics, no matter how important, is only one sphere
in the social order, which by no means needs to be tied together by political
loyalties. It may even be that political indifference should be taken as
an expected psychological fact about a society so dominated by such individuated,
pecuniary standards and activities as the United States. This is a bureaucratized
society of privatized men, and it may very well go along in this condition
for a long time to come" (White Collar: The American Middle
Classes, 1951, p. 350).
"The decline of the old middle classes does not mean that
the old U.S. framework of capitalist democracy is broken. But it does mean
that the old legitimations of that system no longer move men, and that
the institutions under which we live, the framework of our existence, are
without enthusiasm. Again, this does not mean that we are in a situation
without norms, a situation of anomy, although it is fairly clear that ours
is an era of wide moral distress. But moral or ideological consensus is
not the only basis for a social order. A network of expediences and conventions,
in a framework of power not entirely or firmly legitimated, can hold together
a society with high material standards of comfort" (White
Collar: The American Middle Classes, 1951, p. 350).
"Still, it must be recognized that this is not the idea
of democracy (based upon the old middle classes) we have known; that there
is a struggle over men's minds even if there is no struggle in them; that
our bureaucratized society has its own contradictions and crises, in which
the payoffs that have kept the United States going ahead my become much
harder to organize and deliver" (White Collar: The American
Middle Classes, 1951, p. 351).
"By democracy I mean a system of power in which those
who are vitally affected by such decisions as are made--and as could be
made but are not--have an effective voice in these decisions and defaults.
The political structure of a modern democratic state, I suggest, requires
at least these six conditions:
I. It requires not only that such a public as is projected
by democratic theorists exist, but that it be the very forum within which
a politics of real issues is enacted.
II. It requires nationally responsible parties which debate
openly and clearly the issues which the nation, and indeed the world, now
so rigidly confront.
III. It requires a senior civil service firmly linked
to the world of knowledge and sensibility and composed of skilled men who,
in their careers and in their aspirations, are truly independent of any
private--that is to say, corporation--interests.
IV. It requires an intelligentsia, inside as well as outside
the universities, who carry on the big discourse of the Western world,
and whose work is relevant to and influential among parties and movements
and publics. It requires, in brief, truly independent minds which are directly
relevant to powerful decisions.
V. It requires that there be media of genuine communication
which are open to such men and with the aid of which they can translate
the private troubles of individuals into public issues, and public issues
and events into their meanings for the private life. This conditions, as
well as III and IV, are necessary if leaders are to be held responsible
to publics and if there is to be an end of the divorce of the power and
the intellect, an end to the higher and irresponsible ignorance, an end
to the isolation of the intellect from public life.
VI. And democracy certainly requires, as a fact of power,
that there be free associations linking families and smaller communities
and publics on the one hand with the state, the military establishment,
the corporation on the other. Unless such associations exist, there are
no vehicles for reasoned opinion, no instruments for the rational exertion
of public will" (The Causes of World War III, 1958,
pp. 121-123).
"Such democratic formations are not now ascendant in the
power structure of the United States, and accordingly the men of decision
are not men selected and formed by careers within such associations and
by their performances before such publics. Accordingly, publics that do
discuss issues have at most only a faint and restraining voice in the making
of history, and so in the making of war or peace. To pretend that this
is not so is to lose the chance to understand what is happening and why
it is happening. Every step to gain these formations, these six conditions
of democracy, inside the U.S. is a step toward breaking the grip of the
power elite that is now set toward World War III, and a step toward making
possible alternative definitions of reality and alternative policies for
action" (The Causes of World War III, 1958, p. 123).
"I do not believe that these six conditions can be brought
about so long as the private corporation remains as dominant and as irresponsible
as it is in national and international decisions; I do not believe that
they can be brought about so long as the ascendancy of the military in
personnel and in ethos, is as dominant and as politically irresponsible
as it is; and certainly they cannot be brought about without filling the
political vacuum that is now the key fact of U.S. politics" (The
Causes of World War III, 1958, p. 123).
"Above all, the privately incorporated economy must be
made over into a publicly responsible economy. I am aware of the magnitude
of this task, but either we take democracy seriously or we do not. This
corporate economy, as it is now constituted, is an undemocratic growth
within the formal democracy of the United States" (The Causes
of World War III, 1958, pp. 123-124).
"Democracy requires that those who bear the consequences
of decisions have enough knowledge to hold decision-makers accountable.
If men hope that contemporary America is to be a democratic society, they
must look to the intellectual community for knowledge about those decisions
that are now shaping human destiny. Men must depend upon knowledge provided
by this community, for by their own private experience they can know only
a small portion of the social world, only a few of the decisions that now
affect them" (The Causes of World War III, 1958, p.
173).
The Role of Reason
On Intellectuals:
"Yet all significant problems of contemporary man and
society bear upon the issues of war and peace, and the solution to any
significant problem in some part rests upon their outcome. I do not believe
that these issues are now as dreadfully complicated as everyone so readily
tends to assume. But regardless of that, is it not precisely the task of
the intellectual, the scholar, the student, to confront complications?
To sort out insistent issues in such a way as to open them up for the work
of reason--and so for action at strategic points of intervention? Is it
not our task continually to make the new beginning?" (The
Causes of World War III, 1958, p. 15).
"The epoch in which we stand is pivotal; the tradition
of classic social analysis is clear. We must respond to events; we must
define orienting policies. Should we fail to do so we stand in default
of our intellectual and of our public duties; we abdicate such role as
reason may have in human affairs. And this we should be unwilling to do.
(The Causes of World War III, 1958, p. 15).
"Intellectuals deal with ideas--with recollections of
the past, definitions of the present, and images of possible futures. By
intellectuals I mean scientists and artists, ministers and scholars; I
mean those who represent the human intellect; those who are part of the
great discourse of reason and inquiry, of sensibility and imagination that
in the West began in Jerusalem and Athens and Rome, and that has been going
on intermittently ever since. They are the organized memory of mankind,
and such cultural apparatus as it has they create and they maintain. If
they write, paint, speak, if they create and distribute images and ideas,
their work is publicly relevant. In so far as it is attended to, it focuses
the views of men; and it distracts attention from that which it ignores.
It justifies ideas of authority or it criticizes them" (The
Causes of World War III, 1958, p. 129).
"What scientist can claim to be part of the legacy of
science and yet remain a hired technician of the military machine?
What man of god can claim to partake of the Holy Spirit,
to know the life of Jesus, to grasp the meaning of the Sunday phrase 'the
brotherhood of man'--and yet sanction the insensibility, the immorality,
the spiritual irresponsibility of the Caesars of our time?
What Western scholar can claim to be part of the big
discourse of reason and yet retreat to formal trivialities and exact nonsense,
in a world in which reason and freedom are being held in contempt, being
smashed, being allowed to fade out of the human condition?
The answer to all these questions, if we remain generous
in our conception of 'cultural workmen', is quite plain: Very many scientists,
very many preachers, very many intellectuals, are in default" (The
Causes of World War III, 1958, p. 130).
"Western intellectuals should remember with humility,
even with shame, that the first significant crack in the cold-war front
was not made by those who enjoy the formal freedom of the Western democracies,
but by men who run the risk of being shot, imprisoned, driven to become
nervous caricatures of human beings. The first significant cracks in the
intellectual cold war came in the Communist world, after the death of Stalin.
They were made not only by politicians but by professors, not only by factory
workers but by writers, not only by the established but by students" (The
Causes of World War III, 1958, pp. 132-133).
"Every time intellectuals have the chance to speak yet
do not speak, they join the forces that train men not to be able to think
and imagine and feel in morally and politically adequate ways. When they
do not demand that the secrecy that makes elite decisions absolute and
unchallengeable be removed, they too are part of the passive conspiracy
to kill off public scrutiny. When they do not speak, when they do not demand,
when they do not think and feel and act as intellectuals--and so as public
men--they too contribute to the moral paralysis, the intellectual rigidity,
that now grip both leaders and led around the world" (The
Causes of World War III, 1958, p. 134).
"'But if I don't do it,' some scientists feel, 'others
will. So what's the difference?' This is less an argument than the
mannerism of the irresponsible. It is based upon a conception of yourself
as an altogether private man, upon the acceptance of your own impotence,
upon the idea that the act in question, whatever it be, is a part of fate
and so not subject to your decision. My answers to this mannerism are:
If you do not do it, you at least are not responsible for its being done.
If you refuse to do it out loud, others may quietly refrain from doing
it, and those who still do it may then do it only with hesitation and guilt.
To refuse to do it is to begin the practice of a professional code, and
perhaps the creation of that code as a historical force. To refuse to do
it is an act affirming yourself as a moral centre of responsible decision;
it is an act which recognizes that you as a scientist are now a public
man--whether you want to be or not; it is the act of a man who rejects
'fate', for it reveals the resolution of one human being to take at least
his own fate into his own hands" (The Causes of World War
III, 1958, p. 170).
"Democracy requires that those who bear the consequences
of decisions have enough knowledge to hold decision-makers accountable.
If men hope that contemporary America is to be a democratic society, they
must look to the intellectual community for knowledge about those decisions
that are now shaping human destiny. Men must depend upon knowledge provided
by this community, for by their own private experience they can know only
a small portion of the social world, only a few of the decisions that now
affect them" (The Causes of World War III, 1958, p.
173).
"Yet leading intellectual circles in America as elsewhere
have not provided true images of the elite as men in irresponsible command
of unprecedented means of power. Instead, they have invented images of
a scatter of reasonable men, overwhelmed by events and doing their best
in a difficult situation. by its softening of the political will, the conservative
mood of the intellectuals, out of which these images have arisen, enables
men to accept public depravity without any private sense of outrage and
to give up the central goal of Western humanism, so strongly felt in nineteenth-century
American experience: the audacious control by reason of man's fate" (The
Causes of World War III, 1958, p. 173).
On Professors:
"The specialization that is required for successful operation
as a college professor is often deadening to the mind that would grasp
for higher culture in the modern world. There now is, as Whitehead has
indicated, a celibacy of the intellect. Often the only 'generalization'
the professor permits himself is the textbook he writes in the field of
his work. Such serious thought as he engages in is thought within one specialty,
one groove; the remainder of life is treated superficially" (White
Collar: The American Middle Classes, 1951, pp. 130-131).
"The professor of social science, for example, is not
very likely to have as balanced an intellect as a top-flight journalist,
and it is usually considered poor taste, inside the academies, to write
a book outside of one's own field" (White Collar:
The American Middle Classes, 1951, p. 131).
"The professionalization of knowledge has thus narrowed
the grasp of the individual professor; the means of his success further
this trend; and in the social studies and humanities, the attempt to imitate
exact science narrows the mind to microscopic fields of inquiry, rather
than expanding it to embrace man and society as a whole" (White
Collar: The American Middle Classes, 1951, p. 131).
"After he is established in a college, it is unlikely
that the professor's milieu and resources are the kind that will facilitate,
much less create, independence of mind. He is a member of a petty hierarchy,
almost completely closed in by its middle-class environment and its segregation
of intellectual from social life. In such a hierarchy, mediocrity makes
its own rules and sets its own image of success. And the path of ascent
is as likely to be administrative duty as creative work" (White
Collar: The American Middle Classes, 1951, p. 131).
"Increasingly both business and the professions are being
rationally organized, so that the 'science of business' arises in the schools
even as do courses in 'business practice' for doctors and lawyers. Both
businessmen and professionals strive for rationality of the social machineries
in which they work, and are honored if they achieve it. Both strive to
become looked upon as experts and to be so judged, within a narrowed area
of specific competence. Both are masters of abstracted human relations,
whether as in business they see a customer, or in the professions a client
or case" (White Collar: The American Middle Classes,
1951, pp. 137-138).
"The main trend is for the bureaucratic organization of
businessmen and of professionals to turn both into bureaucrats, professionalized
occupants of specified offices and specialized tasks" (White
Collar: The American Middle Classes, 1951, p. 138).
"Although the large universities are still relatively
free places in which to work, the trends that limit independence of intellect
are not absent there. The professor is, after all, an employee, subject
to what this fact involves, and institutional factors select men and have
some influence upon how, when, and upon what they will work. Yet the deepest
problem of freedom for teachers is not the occasional ousting of a professor,
but a vague general fear--sometimes called 'discretion' and 'good judgement'--which
leads to self-intimidation and finally becomes so habitual that the scholar
is unaware of it. The real restraints are not so much external prohibitions
as manipulative control of the insurgent by the agreements of academic
gentlemen. Such control is, of course, furthered by Hatch Acts, by political
and business attacks upon professors, by the restraints necessarily involved
in Army programs for colleges, and by the setting up of committees by trade
associations, which attempt to standardize the content and effects of teaching
in given disciplines. Research in social science is increasingly dependent
upon funds from foundations, which are notably averse to scholars who develop
unpopular, 'unconstructive,' theses" (White Collar:
The American Middle Classes, 1951, pp. 151-152).
"The political failure of nerve [on the part of intellectuals]
thus has a personal counterpart in the development of a tragic sense of
life, which may be experienced as a personal discovery and a personal burden,
but is also a reflection of objective circumstances. It arises from the
fact that at the fountainheads of public decision there are powerful men
who do not themselves suffer the violent results of their own decisions.
In a world of big organizations the lines between powerful decisions and
grass-roots democratic controls become blurred and tenuous, and seemingly
irresponsible actions by individuals at the top are encouraged. The need
for action prompts them to take decisions into their own hands, while the
fact that they act as parts of large corporations or other organizations
blurs the identification of personal responsibility. Their public views
and political actions are, in this objective meaning of the world, irresponsible:
the social corollary of their irresponsibility is the fact that others
are dependent upon them and must suffer the consequence of their ignorance
and mistakes, their self-deceptions and biased motives. The sense of tragedy
in the intellectual who watches this scene is a personal reaction to the
politics and economics of collective irresponsibility" (White
Collar: The American Middle Classes, 1951, p. 158).
On Social Sciences:
Moreover, it is a period and a society in which the enlargement
and the centralization of the means of control, of power, now include quite
widely the use of social science for whatever ends those in control of
these means may assign to it" (The Sociological
Imagination, 1959, pp. 115-116).
"To come to an orderly understanding of men and societies
requires a set of viewpoints that are simple enough to make understanding
possible, yet comprehensive enough to permit us to include in our views
the range and depth of the human variety. The struggle for such viewpoints
if the first and continuing struggle of social science" (The
Sociological Imagination, 1959, p. 133).
"As each social science advances, its interaction with
the others has been intensified. . .They may of course specialize in one
institutional order, but in so far as they grasp what is essential to it,
they will also come to understand its place within the total social structure,
and hence its relations with other institutional domains. For in
considerable part, it is becoming clear, its every reality consists of
these relations" (The Sociological Imagination,
1959, p. 139).
"To state and to solve any one of the significant problems
of our period requires a selection of materials, conceptions, and methods
from more than any one of these several disciplines. A social scientist
need not 'master the field' in order to be familiar enough with its materials
and perspectives to use them in clarifying the problems that concern him.
It is in terms of such topical 'problems,' rather than in accordance with
academic boundaries, that specialization ought to occur" (The
Sociological Imagination, 1959, p. 142).
"Every social science--or better, every well-considered
social study--requires an historical scope of conception and a full use
of historical materials" (The Sociological
Imagination, 1959, p. 145).
"All sociology worthy of the name is 'historical sociology.'
It is, in Paul Sweezy's excellent phrase, an attempt to write 'the present
as history.'" (The Sociological Imagination,
1959, p. 146).
"I believe that what may be called classic social analysis
is a definable and usable set of traditions; that its essential feature
is the concern with historical social structures; and that its problems
are of direct relevance to urgent public issues and insistent human troubles.
I also believe that there are now great obstacles in the way of this tradition's
continuing--both within the social sciences and in their academic and political
settings--but that nevertheless the qualities of mind that constitute it
are becoming a common denominator of our general cultural life and that,
however vaguely and in however a confusing variety of disguises, they are
coming to be felt as a need" (The Sociological
Imagination, 1959, p. 21).
"It is out of the classic work, moreover, that most of
the ideas being used on the sub-historical and on the trans-historical
levels of work have in fact arisen. What really fruitful idea, what
conception of man and society and of their relations, has resulted from
abstracted empiricism or grand theory? So far as ideas are concerned,
both of these schools are parasites living off the classic social science
tradition" (The Sociological Imagination,
1959, p. 125).
"Classic social science, in brief, neither 'builds up'
from microscopic study nor 'deduces down' from conceptual elaboration.
Its practitioners try to build and to deduce at the same time, in the same
process of study, and to do so by means of adequate formulation and re-formulation
of problems and their adequate solutions" (The
Sociological Imagination, 1959, p. 128).
"The classic focus, in short, is on substantive problems.
The character of these problems limits and suggests the methods and the
conceptions that are used and how they are used. Controversy over
different views of 'methodology' and 'theory' is properly carried on in
close and continuous relation with substantive problems" (The
Sociological Imagination, 1959, p. 128).
"No problem can be adequately formulated unless the values
involved and the apparent threat to them are stated. These values
and their imperilment constitute the terms of the problem itself.
The values that have been the thread of classic social analysis, I believe,
are freedom and reason; the forces that imperil them today seem at times
to be co-extensive with the major trends of contemporary society, if not
to constitute the characterizing features of the contemporary period.
The leading problems of the social studies today have this in common:
They concern conditions and tendencies that seem to imperil these two values
and the consequences of that imperilment for the nature of man and the
making of history" (The Sociological Imagination,
1959, pp. 129-130).
"Social research is advanced by ideas; it is only disciplined
by fact" (The Sociological Imagination,
1959, p. 71).
"Studies are also used--by social scientists and by other
people--in ideological ways. In fact the ideological relevance of
social science is inherent in its very existence as social fact.
Every society holds images of its own nature--in particular, images and
slogans that justify its system of power and the ways of the powerful.
The images and ideas produced by social scientists may or may not be consistent
with these prevailing images, but they always carry implications for them.
In so far as these implications become known, they usually come to be argued
over--and used:
By justifying the arrangement
of power and the ascendancy of the powerful, images and ideas transform
power into authority.
By criticizing or debunking
prevailing arrangements and rulers, they strip them of authority.
By distracting attention from
issues of power and authority they distract attention from the structural
realities of the society itself" (The Sociological
Imagination, 1959, p. 80).
"Values are involved in the selection of the problems
we study; values are also involved in certain of the key conceptions we
use in our formulation of these problems, and values affect the course
of their solution. So far as conceptions are concerned, the aim ought
to be to use as many 'value-neutral' terms as possible and to become aware
of and to make explicit the value implications that remain. So far
as problems are concerned, the aim ought to be, again, to be clear about
the values in terms of which they are selected, and then to avoid as best
one can evaluative bias in their solution, no matter where that solution
takes one and no matter what its moral or political implications may be"
(The Sociological Imagination, 1959, p. 78).
"In a book the writer is often trying to persuade others
of the result of his thinking; in a classroom the teacher ought to be trying
to show others how one man thinks--and at the same time reveal what a fine
feeling he gets when he does it well. The teacher ought then, it
seems to me, to make very explicit the assumptions, the facts, the methods,
the judgments. He ought not to hold back anything, but ought to take
it very slowly and at all times repeatedly make clear the full range of
moral alternatives before he gives his own choice" (The
Sociological Imagination, 1959, p. 79).
"That democracy in the United States is so largely formal
does not mean that we can dodge the conclusion that if reason is to play
any free part in a democratic making of history, one of its chief carriers
must surely be the social sciences" (The Sociological
Imagination, 1959, p. 191).
"The educational and political role of social science
in a democracy is to help cultivate and sustain publics and individuals
that are able to develop, to live with, and to act upon adequate definitions
of personal and social realities" (The Sociological
Imagination, 1959, p. 192).
"Nowadays social research is often of direct service to
army generals and social workers, corporation managers and prison wardens.
Such bureaucratic use has been increasing; no doubt it will continue to
increase" (The Sociological Imagination,
1959, p. 80).
"The morale projected by the 'human relations' experts
is the morale of men who are alienated but who have conformed to managed
or conventional expectations of 'morale.' Assuming that the existing
framework of industry is unalterable and that the aims of the managers
are the aims of everyone, the experts of 'human relations' do not examine
the authoritarian structure of modern industry and the role of the worker
in it. They define the problem of morale in very limited terms, and
by their techniques seek to reveal to their managerial clients how they
can improve employee morale within the existing framework of power.
Their endeavor is manipulation. They would allow the employee to
'blow off steam' without changing the structure within which he is to live
out his working life. . . .In a word, the human relations experts have
extended the general tendency for modern society to be rationalized in
an intelligent way and in the service of a managerial elite" (The
Sociological Imagination, 1959, pp. 94-95).
"Their [social scientist's] positions change--from the
academic to the bureaucratic; their publics change--from movements of reformers
to circles of decision-makers; and their problems change--from those of
their own choice to those of their new clients. The scholars themselves
tend to become less intellectually insurgent and more administratively
practical. Generally accepting the status quo, they tend to formulate
problems out of the troubles and issues that administrators believe they
face. They study, as we have seen, workers who are restless and without
morale, and managers who 'do not understand' the art of managing human
relations. They also diligently serve the commercial and corporate
ends of the communications and advertising industries" (The
Sociological Imagination, 1959, p. 96).
"I want to make it clear in order to reveal the meaning
of the bureaucratic ethos. Its use has mainly been in and for non-democratic
areas of society--a military establishment, a corporation, an advertising
agency, an administrative division of government. It is in and for
such bureaucratic organizations that many social scientists have been invited
to work, and the problems with which they there concern themselves are
the kinds of problems that concern the more efficient members of such administrative
machines" (The Sociological Imagination,
1959, pp. 114-115).
"Theory serves, in a variety of ways, as ideological justification
of authority. Research for bureaucratic ends serves to make authority
more effective and more efficient by providing information of use to authoritative
planners" (The Sociological Imagination,
1959, p. 117).
"In the intellectual condition of the social sciences
today, there is so much to do by way of initial 'structuring' (let the
word stand for the kind of work I am describing) that much 'empirical research'
is bound to be thin and uninteresting. Much of it, in fact, is a
formal exercise for beginning students, and sometimes a useful pursuit
for those who are not able to handle the more difficult substantive problems
of social science. There is no more virtue in empirical inquiry as such
than in reading as such. The purpose of empirical inquiry is to settle
disagreements and doubts about facts, and thus to make arguments more fruitful
by basing all sides more substantively. Facts discipline reason;
but reason is the advance guard in any field of learning" (The
Sociological Imagination, 1959, p. 205).
On Sociological Imagination:
"The first lesson of modern sociology is that the individual
cannot understand his own experience or gauge his own fate without locating
himself within the trends of his epoch and the life-chances of all the
individuals of his social layer " (White Collar: The American
Middle Classes, 1951, p. xx).
"No matter what people believe, class structure as an
economic arrangement influences their life chances according to their positions
in it. If they do not grasp the causes of their conduct this does not mean
that the social analyst must ignore or deny them" (White
Collar: The American Middle Classes, 1951, p. 294).
"Nowadays men often feel that their private lives are
a series of traps. They sense that within their everyday worlds,
they cannot overcome their troubles, and in this feeling, they are often
quite correct: What ordinary men are directly aware of and what they
try to do are bounded by the private orbits in which they live; their visions
and their powers are limited to the close-up scenes of job, family, neighborhood;
in other milieux, they move vicariously and remain spectators. And
the more aware they become, however vaguely, of ambitions and of threats
which transcend their immediate locales, the more trapped they seem to
feel" (The Sociological Imagination, 1959, p.
3).
"What they need, and what they feel they need, is a quality
of mind that will help them to use information and to develop reason in
order to achieve lucid summations of what is going on in the world and
of what may be happening within themselves. It is this quality, I
am going to contend, that journalists and scholars, artists and publics,
scientists and editors are coming to expect of what may be called the sociological
imagination" (The Sociological Imagination,
1959, p.3).
"The sociological imagination enables us to grasp history
and biography and the relations between the two within society. That
is its task and its promise. To recognize this task and this promise
is the mark of the classic social analyst. It is characteristic of
Herbert Spencer--turgid, polysyllabic, comprehensive; of E. A. Ross--graceful,
muckraking, upright; of Auguste Comte and Emile Durkheim; of the intricate
and subtle Karl Mannheim. It is the quality of all the is intellectually
excellent in Karl Marx; it is the clue to Thorstein Veblen's brilliant
and ironic insight . . . no less than of the profundity and clarity of
Max Weber" (The Sociological Imagination,
1959, p. 6).
"Whatever the specific problems of the classic social
analysts, however limited or however broad the features of social reality
they have examined, those who have been imaginatively aware of the promise
of their work have consistently asked three sorts of questions:
(1) What is the structure of this particular society
as a whole? What are its essential components, and how are they related
to one another? How does it differ from other varieties of social
order? Within it, what is the meaning of any particular feature for
its continuance and for its change?
(2) Where does this society stand in human history?
What are the mechanics by which it is changing? What is its place
within and its meaning for the development of humanity as a whole?
How does any particular feature we are examining affect, and how is it
affected by, the historical period in which it moves? And this period--what
are its essential features? How does it differ from other periods?
What are its characteristic ways of history making?
(3) What varieties of men and women now prevail
in this society and in this period? And what varieties are coming
to prevail? In what ways are they selected and formed, liberated
and repressed, made sensitive and blunted? What kinds of 'human nature'
are revealed in the conduct and character we observe in this society in
this period? And what is the meaning for 'human nature' of each and
every feature of the society we are examining" (The
Sociological Imagination, 1959, pp. 6-7).
"Consider marriage. Inside a marriage a man and
a woman may experience personal troubles, but when the divorce rate during
the first four years of marriage is 250 out of every 1,000 attempts, this
is an indication of a structural issue having to do with the institutions
of marriage and the family and other institutions that bear upon them"
(The Sociological Imagination, 1959, p. 9).
"In so far as an economy is so arranged that slumps occur,
the problem of unemployment becomes incapable of personal solution.
In so far as war is inherent in the nation-state system and in the uneven
industrialization of the world, the ordinary individual in his restricted
milieu will be powerless--with or without psychiatric aid--to solve the
troubles this system or lack of system imposes upon him. In so far
as the family as an institution turns women into darling little slaves
and men into their chief providers and unweaned dependents, the problem
of a satisfactory marriage remains incapable of purely private solution.
In so far as the overdeveloped megalopolis and the overdeveloped automobile
are built-in features of the overdeveloped society, the issues of urban
living will not be solved by personal ingenuity and private wealth"
(The Sociological Imagination, 1959, p. 10).
"To study these problems, to realize the human variety,
requires that our work be continuously and closely related to the level
of historical reality--and to the meanings of this reality for individual
men and women. Our aim is to define this reality and to discern these
meanings . . . It requires that we seek a fully comparative understanding
of the social structures that have appeared and do now exist in world history.
It requires that smaller-scale milieux be selected and studied in terms
of larger-scale historical structures. It requires that we avoid
the arbitrary specialization of academic departments, that we specialize
our work variously according to topic, and above all according to problem,
and that in doing so we draw upon the perspectives and ideas, the materials
and the methods of any and all suitable studies of man as an historical
actor" (The Sociological Imagination, 1959,
p. 134).
"The role of reason I have been outlining neither means
nor requires that one hit the pavement, take the next plane to the scene
of the current crisis, run for Congress, buy a newspaper plant, go among
the poor, set up a soap box. Such actions are often admirable, and
I can readily imagine occasions when I should personally find it impossible
not to want to do them myself. But for the social scientist to take
them to be his normal activities is merely to abdicate his role, and to
display by his action a disbelief in the promise of social science and
in the role of reason in human affairs. This role requires only that
the social scientist get on with the work of social science and that he
avoid furthering the bureaucratization of reason and of discourse" (The
Sociological Imagination, 1959, p. 192).
"If there are any ways out of the crises of our
period by means of intellect, is it not up to the social scientist to state
them? What we represent--although this is not always apparent--is
man become aware of mankind. It is on the level of human awareness
that virtually all solutions to the great problems must now lie" (The
Sociological Imagination, 1959, p. 193).
"If we take the simple democratic view that what men
are interested in is all that concerns us, then we are accepting the
values that have been inculcated, often accidentally and often deliberately
by vested interests. These values are often the only ones men have
had any chance to develop. They are unconsciously acquired habits
rather than choices.
"If we take the dogmatic view that what is to men's
interests, whether they are interested in it or not, is all that need
concern us morally, then we run the risk of violating democratic values.
We may become manipulators or coercers, or both, rather than persuaders
within a society in which men are trying to reason together and in which
the value of reason is held in high esteem.
"What I am suggesting is that by addressing ourselves
to issues and to troubles, and formulating them as problems of social science,
we stand the best chance, I believe the only chance, to make reason democratically
relevant to human affairs in a free society, and so realize the classic
values that underlie the promise of our studies" (The
Sociological Imagination, 1959, p. 194).
"Imagination is often successfully invited by putting
together hitherto isolated items, by finding unsuspected connections" (The
Sociological Imagination, 1959, p. 201).
"The sociological imagination, I remind you, in considerable
part consists of the capacity to shift from one perspective to another,
and in the process to build up an adequate view of a total society and
of its components. It is this imagination, of course, that sets off the
social scientist from the mere technician. Adequate technicians can be
trained in a few years. The sociological imagination can also be cultivated;
certainly it seldom occurs without a great deal of often routine work.
Yet there is an unexpected quality about it, perhaps because its essence
is the combination of ideas that no one expected were combinable--say,
a mess of ideas from German philosophy and British economics. There is
a playfulness of mind back of such combining as well as a truly fierce
drive to make sense of the world, which the technician as such usually
lacks" (The Sociological Imagination, 1959,
p. 211).
"Since one can be trained only in what is already known,
training sometimes incapacitates one from learning new ways; it makes one
rebel against what is bound to be at first loose and even sloppy. But you
must cling to such vague images and notions, if they are yours, and you
must work them out. For it is in such forms that original ideas, if any,
almost always first appear" (The Sociological Imagination,
1959, p. 212).
"There are definite ways, I believe, of stimulating the
sociological imagination:
(1) On the most concrete level, the re-arranging of the
file, as I have already said, is one way to invite imagination" (The
Sociological Imagination, 1959, p. 212).
"(2) An attitutde of playfulness toward the phrases and
words with which various issues are defined often loosens up the imagination.
Look up synonyms for each of your key terms in dictionaries and in technical
books, in order to know the full range of their connotations" (The
Sociological Imagination, 1959, p. 212).
"(3) Many of the general notions you come upon, as you
think about them, will be cast into types. A new classification is the
usual beginning of fruitful developments (The Sociological
Imagination, 1959, p. 213).
"(4) Often you get the best insights by considering extremes--by
thinking of the opposite of that with which you are directly concerned.
If you think about despair, then also think about elation; if you study
the miser, then also the spendthrift. The hardest thing in the world is
to study one object; when you try to contrast objects, you get a better
grip on the materials and you can then sort out the dimensions in terms
of which the comparisons are made" (The Sociological
Imagination, 1959, pp. 213-14).
"The idea is to use a variety of viewpoints: you will,
for instance, ask yourself how would a political scientist whom you have
recently read approach this, and how would that experimental psychologist,
or this historian? You try to think in terms of a variety of viewpoints
and in this way to let your mind become a moving prism catching light from
as many angles as possible. In this connection, the writing of dialogues
is often very useful" (The Sociological Imagination,
1959, p. 214).
"(5) The fact that, for the sake of simplicity, in cross-classification,
you first work in terms of yes-or-no, encourages you to think of extreme
opposites. That is generally good, for qualitative analysis cannot of course
provide you with frequencies of magnitudes. Its techniques and its end
is to give you the range of types" (The Sociological
Imagination, 1959, p. 214).
"(6) Whatever the problem with which you are concerned,
you will find it helpful to try to get a comparative grip on the materials.
The search for comparable cases, either in one civilization and historical
period or in several, gives you leads. You would never think of describing
an institution in twentieth-century America without trying to bear in mind
similar institutions in other types of structures and periods. That is
so even if you do not make explicit comparisons" (The
Sociological Imagination, 1959, p. 215).
"In time you will come almost automatically to orient
your reflections historically. One reason for doing so is that often what
you are examining is limited in number: to get a comparative grip on it,
you have to place it inside an historical frame. To put it another way,
the contrasting-type approach often requires the examination of historical
materials. This sometimes results in points useful for a trend analysis,
or it leads to a typology of phases" (The Sociological
Imagination, 1959, p. 215).
"Some knowledge of world history is indispensable to the
sociologist; without such knowledge, no matter what else he knows, he is
simply crippled" (The Sociological Imagination,
1959, p. 215).
"(7) There is finally, a point which has more to do with
the craft of putting a book together than with the release of the imagination.
Yet those two are often one: how you go about arranging materials for presentation
always affects the content of your work (The Sociological
Imagination, 1959, p. 216).
"A topic is a subject, like 'the careers of corporation
executives' or 'the increased power of military officials' or 'the decline
of society matrons.' Usually most of what you have to say about a topic
can readily be put into one chapter or a section of a chapter. But the
order in which all your topics are arranged often brings you into the realm
of themes.
"A theme is an idea, usually of some signal trend, some
master conception, or a key distinction, like rationality and reason, for
example. In working out the construction of a book, when you come to realize
the two or three, or, as the case may be, the six or seven themes, then
you will know that you are on top of the job. You will recognize these
themes because they keep insisting upon being dragged into all sorts of
topics and perhaps you will feel that they are mere repetitions. And sometimes
that is all they are! Certainly very often they will be found in the more
clotted and confused, the more badly written, sections of your manuscript.
"What you must do is sort them out and state them in a
general way as clearly and briefly as you can. Then, quite systematically,
you must cross-classify them with the full range of your topics. This means
that you will ask of each topic: Just how is it affected by each of these
themes? And again: Just what is the meaning, if any, for each of these
themes on each of the topics?" (The Sociological
Imagination, 1959, p. 216).
"Sometimes, by the way, you may find that a book does
not really have any themes. It is just a string of topics, surrounded ,
of course, by methodological introductions to methodology, and theoretical
introductions to theory. These are indeed quite indispensable to the writing
of books by men without ideas. And so is lack of intelligibility" (The
Sociological Imagination, 1959, p. 217).
On Intellectual Craftsmanship:
"To the individual social scientist who feels himself
a part of the classic tradition, social science is the practice of a craft.
A man at work on problems of substance, he is among those who are quickly
made impatient and weary by elaborate discussions of method-and-theory-in-general;
so much of it interrupts his proper studies" (The
Sociological Imagination, 1959, p. 195).
"It is best to begin, I think, by reminding you, the beginning
student, that the most admirable thinkers within the scholarly community
you have chose to join do not split their work from their lives.
They seem to take both too seriously to allow such dissociation, and they
want to use each for the enrichment of the other" (The
Sociological Imagination, 1959, p. 195).
"Scholarship is a choice of how to live as well as a choice
of career; whether he knows it or not, the intellectual workman forms his
own self as he works toward the perfection of his craft; to realize his
own potentialities, and any opportunities that come his way, he constructs
a character which has as its core the qualities of a good workman" (The
Sociological Imagination, 1959, p. 196).
"What this means is that you must learn to use your life
experience in your intellectual work: continually to examine and interpret
it. In this sense craftsmanship is the center of yourself and you
are personally involved in every intellectual product upon which you may
work" (The Sociological Imagination, 1959, p.
196).
"To say that you can 'have experience,' means, for one
thing, that your past plays into and affects your present, and that it
defines your capacity for future experience. As a social scientist, you
have to control this rather elaborate interplay, to capture what you experience
and sort it out; only in this way can you hope to use it to guide and test
your reflection, and in the process shape yourself as an intellectual craftsman"
(The Sociological Imagination, 1959, p. 196).
"But how can you do this? One answer is: you must keep
a file, which is, I suppose, a sociologist's way of saying: keep a journal.
Many creative writers keep journals; the sociologist's need for systematic
reflection demands it" (The Sociological Imagination,
1959, p. 196).
"By keeping an adequate file and thus developing self-reflective
habits, you learn how to keep your inner world awake. Whenever you feel
strongly about events or ideas you must try not to let them pass from your
mind, but instead to formulate them for your files and in so doing draw
out their implications, show yourself how foolish these feelings or ideas
are, or how they might be articulated into productive shape. The file also
helps you build on the habit of writing. You cannot 'keep your hand in'
if you do not write something at least every week. In developing the file,
you can experiment as a writer and thus, as they say, develop your powers
of expression. To maintain a file is to engage in the controlled experience"
(The Sociological Imagination, 1959, p. 197).
"All this involves the taking of notes. You will have
to acquire the habit of taking a large volume of notes from any worth-while
book you read--although, I have to say, you may get better work out of
yourself when you read really bad books. The first step in translating
experience, either of other men's writing, or of your own life, into the
intellectual sphere, is to give it form. Merely to name an item of experience
often invites you to explain it; the mere taking of a note from a book
is often a prod to reflections. At the same time, of course, the taking
of a note is a great aid in comprehending what you are reading" (The
Sociological Imagination, 1959, p. 199).
"I do not know the full social conditions of the best
intellectual workmanship, but certainly surrounding oneself by a circle
of people who will listen and talk--and at times they have to be imaginary
characters--is one of them. At any rate I try to surround myself with all
the relevant environment--social and intellectual--that I think might lead
me into thinking well along the lines of my work" (The
Sociological Imagination, 1959, p. 201).
"You do not really have to study a topic you are working
on; for as I have said, once you are into it, it is everywhere. You are
sensible to its themes; you see and hear them everywhere in your experience,
especially, it always seems to me, in apparently unrelated areas. Even
the mass media, especially bad movies and cheap novels and picture magazines
and night radio, are disclosed in fresh importance to you" (The
Sociological Imagination, 1959, p. 211).
"I know you will agree that you should present your work
in as clear and simple language as your subject and your thought about
it permit. But as you may have noticed, a turgid and polysyllabic prose
does seem to prevail in the social sciences. I suppose those who use it
believe they are imitating 'physical science,' and are not aware that much
of that prose is not altogether necessary. It has in fact been said
with authority that there is 'a serious crisis in literacy'--a crisis in
which social scientists are very much involved" (The
Sociological Imagination, 1959, p. 217).
"Such lack of ready intelligibility, I believe, usually
has little or nothing to do withthe complexity of subject matter, and nothing
at all with profundity of thought. It has to do almost entirely with certain
confusions of the academic writer about his own status (The
Sociological Imagination, 1959, p. 218).
"In many academic circles today anyone who tries to write
in a widely intelligible way is liable to be condemned as a 'mere literary
man' or, worse still, ' mere journalist.' Perhaps you have already learned
that these phrases, as commonly used, only indicate the spurious inference:
superficial because readable" (The Sociological
Imagination, 1959, p. 218).
"The academic man in America is trying to carry on a serious
intellectual life in a social context that often seems quite set against
it. His prestige must make up for many of the dominant values he has sacrificed
by choosing an academic career. His claims for prestige readily become
tied to his self-image as a 'scientist.' To be called a 'mere journalist'
makes him feel undignified and shallow. It is this situation, I think,
that is often at the bottom of the elaborate vocabulary and involved manner
of speaking and writing. It is less difficult to learn this manner than
not. It has become a convention--those who do not use it are subject
to moral disapproval. It may be that it is the result of an academic
closing of the ranks on the part of the mediocre, who understandably wish
to exclude those who win the attention of intelligent people, academic
and otherwise" (The Sociological Imagination,
1959, p. 218).
"To write is to raise a claim for the attention of the
reader. That is part of any style. To write is also to claim
for oneself at least status enough to be read. The young academic man is
very much involved in both claims, and because he feels his lack of public
position, he often puts the claim for his own status before his claim for
the attention of the reader to what he is saying (The
Sociological Imagination, 1959, p. 218).
" In fact, in America, even the most accomplished men
of knowledge do not have much status among wide circles and publics. In
this respect, the case of sociology has been an extreme one: in large part
sociological habits of style stem from the time when sociologists had little
status even with other academic men. Desire for status is one reason why
academic men slip so readily into unintelligibility. And that, in turn,
is one reason why they do not have the status they desire. A truly vicious
circle--but one of which any scholar can easily break" (The
Sociological Imagination, 1959, pp. 218-19).
"To overcome the academic prose you have first
to overcome the academic pose. It is much less important to
study grammar and Anglo-Saxon roots than to clarify your own answers to
these three questions: (1) How difficult and complex after all is my subject?
(2) When I write, what status am I claiming for myself? (3) For whom am
I trying to write?" (The Sociological Imagination,
1959, p. 219).
"My first point, then, is that most 'socspeak' is unrelated
to any complexity of subject matter or thought. It is used--I think
almost entirely--to establish academic claims for one's self; to write
in this way is to say to the reader (often I am sure without knowing it):
'I know something that is so difficult you can understand it only if you
first learn my difficult language. In the meantime, you are merely
a journalist, a layman, or some other sort of underdeveloped type'" (The
Sociological Imagination, 1959, p. 220).
"To answer the second question, we must distinguish two
ways of presenting the work of social science according to the idea that
the writer has of himself, and the voice with which he speaks. One
way results from the idea that he is a man who may shout, whisper, or chuckle--but
who is always there. It is also clear what sort of man he is: whether
confident or neurotic, direct or involuted, he is a center of experience
and reasoning; now he has found out something, and he is telling us about
it, and how he found it out. This is the voice behind the best expositions
available in the English language" (The Sociological
Imagination, 1959, p. 220).
"The other way of presenting work does not use any voice
of any man. Such writing is not a 'voice' at all. It is an
autonomous sound. It is a prose manufactured by a machine.
That it is full of jargon is not as noteworthy as that it is strongly mannered:
it is not only impersonal; it is pretentiously impersonal. Government bulletins
are sometimes written n this way. Business letters also. And
a great deal of social science. Any writing--perhaps apart from that
of certain truly great stylists--that is not imaginable as human speech
is bad writing" (The Sociological Imagination,
1959, pp. 221-22).
"(3) But finally there is the question of those who are
to hear the voice--thinking about that also leads to characteristics of
style. It is very important for any writer to have in mind just what
kinds of people he is trying to speak to--and also what he really thinks
of them. These are not easy questions: to answer them well requires
decisions about oneself as well as knowledge of reading publics.
To write is to raise a claim to be read, but by whom?" (The
Sociological Imagination, 1959, p. 221).
"One answer has been suggested by my colleague, Lionel
Trilling, who has given me permission to pass it on. You are to assume
that you have been asked to give a lecture on some subject you know well,
before an audience of teachers and students from all departments of a leading
university, as well as an assortment of interested people from a near-by
city. Assume that such an audience is before you and that they have
a right to know; assume that you want to let them know. Now write" (The
Sociological Imagination, 1959, p. 221).
"There is one last point, which has to do with the interplay
of writing and thinking. If you write solely with reference to what Hans
Reichenbach has called the 'context of discovery' you will be understood
by very few people; moreover you will tend to be quite subjective instatement.
To make whatever you think more objective, you must work in the context
of presentations. At first, you 'present' your thoughts to yourself, which
is often called 'thinking clearly.' Then when you feel that you have it
straight, you present it to others--and often find that you have not made
it clear. Now you are in the 'context of presentation.' Sometimes you will
notice that as you try to present your thinking, you will modify it--not
only in its form of statement but often in its content as well. You will
get new ideas as you work in the context of presentation. In short, it
will become a new context of discovery, different from the original one,
on a higher level I think, because more socially objective. Here again,
you cannot divorce how you think from how you write. You have to move back
and forth between these two contxts, and whenever you move it is well to
know where you might be going" (The Sociological
Imagination, 1959, p. 222).
Bibliography:
Gerth, Hans and C. Wright Mills (translators and editors).
1946 [1958] From MaxWeber: Essays in Sociology.
New York: Galaxy Books.
Mills, C. Wright. 1951 [1956] White
Collar: The American Middle Classes. New York: Oxford University
Press.
Gerth, Hans and C. Wright Mills. 1953 [1964] Character
and Social Structure: the Psychology of Social Institutions. New York:
Harcourt, Brace & World, Inc.
Mills, C. Wright. 1956 [1970]
The Power Elite.
New York: Oxford University Press.
Mills, C. Wright 1958
The Causes of World War
Three. London: Secker & Warburg.
Mills, C. Wright. 1959 [1976] The Sociological Imagination.
New York: Oxford University Press.
Mills, C. Wright. 1960
Listen, Yankee:
The Revolution in Cuba. New York: Ballantine Books.
Mills, C. Wright. 1962
The Marxists.
New York: Dell Publishing Company.
Mills, C. Wright. 1967 [1963] Power, Politics
& People: The Collected Essays of C.
Wright Mills. New York: Oxford University Press.
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